Taiwan
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441Citibank Taiwan Fined for ex-Financial Planner’s Misconduct
Samuel Riding, Regulation Asia February 5, 2018Bank reported financial adviser to regulator and dismissed them after uncovering misconduct involving more than $3mn.
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425Taiwan Regulator Eyes Digital-Only Bank Regime
Editors, Regulation Asia January 24, 2018Head of Financial Supervisory Commission says to produce feasibility study this year; visit South Korea and Japan to investigate internet-only banking concept.
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426US Fed Fines Taiwanese Bank $29mn for AML Failures
Editors, Regulation Asia January 19, 2018US Federal Reserve Board cites deficiencies in Mega Bank's operations, risk management and compliance controls in relation to AML and bank secrecy laws.
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410
Taiwan Passes Regulatory Sandbox Law
Garima Chitkara, Regulation Asia January 5, 2018Tech firms will need to pass an assessment for FSC approval to use the sandbox and gain exemptions from certain regulations.
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433Taiwan Stock Exchange Launches Co-location Services
Garima Chitkara, Regulation Asia December 29, 2017Exchange says move will boost trading speeds, bring Taiwan up to speed with international standards and regulations.
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Taiwan FSC to Establish Platform for Information Security
Editors, Regulation Asia October 19, 2017Order issued after reports that hackers breached bank's online transaction system and stole $60mn which was distributed via SWIFT.
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Taiwan Tightens Securities, Futures Firms’ Internal Control Requirements
Samuel Riding, Regulation Asia September 7, 2017New regulations will require firms involved in securities and futures markets to set up separate AML/CTF units, boost FSC inspection powers.
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Taiwan Allows Robo-advisory for Mutual Funds
Garima Chitkara, Regulation Asia August 14, 2017Investment advisors can use robo-advisory technology to execute transactions and rebalance portfolios for clients as long as preset investment scale and return standards are maintained.
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Fubon Bank Fined for AML Rule Violation
Editors, Regulation Asia June 15, 2017 -
Trades with Vietnam, Pakistan, Taiwan to be Exempt from HK OTC Reporting Requirements
Samuel Riding, Regulation Asia April 28, 2017Securities law won’t be amended until October; firms asked to contact regulators if they cannot meet 1 July deadline.
