The biggest impact for banks is expected to be from the higher risk weighting applied to equity investment positions.
The FSC reminds the public of the risks and legal consequences of buying overseas insurance products that have not been approved by local authorities.
The FSC has received complaints from investors in high-dividend ETFs about the so-called 'earnings equalisation mechanism'.
Two Fubon employees and one Prudential employee mirrored the trades of the funds they were managing, using third-party accounts.
Banks ranked in the global top 50 would be subject to looser restrictions for setting up financial asset management units in Taiwan.
The plan targets the e-commerce, third-party payments, and electronic game industries. Lawmakers say the plan does not meet expectations.
The guidelines will prohibit unregistered overseas firms from operating in and soliciting business from Taiwan.
Uni-President Investment Consulting was fined and its general manager suspended because she discussed stock analysis on TV without an analyst licence.
Cathay Securities and Cathay Futures failed to perform capacity tests and application system stress testing operations, the FSC said.
The measure will allow foreign investors to participate in overseas investment activities without having to sell their positions in Taiwan stocks.
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