Securities regulator aims to make business operation more flexible, enhance competitiveness.
Securities regulator seeks feedback on managing conflicts of interest and compliance monitoring systems.
Eight specialised financial institutions are currently regulated by Finance Ministry.
Securities regulator considers authorising real estate investment trusts to lend to subsidiaries.
FINRA managing director to take up secretary general post in March.
SEC seeks comments on amendments to rules for calculating and reporting net liquid capital.
Commercial lenders and bank representative offices to no longer require permits under Foreign Business Act.
BCBS’s Fundamental Review of the Trading Book pushing Australian banks to revamp business plans and infrastructure.
Regular proposing to loosen rules on investment policy of funds sold to institutional and HNW investors
SEC draft rules propose checking of listing candidates’ corporate governance records
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