Tenpay failed to submit relevant materials and handle foreign exchange sales services in accordance with regulations.
Westpac has already agreed to admit to the allegations, remediate A$80mn to customers, and pay A$113mn in penalties, subject to court approval.
Heritage Bank will also have to complete a remediation programme to address governance and risk management concerns.
Restriction notices have been sent to two brokerage firms prohibiting them from dealing in assets worth HK$312mn held across 17 trading accounts.
Mizuho is directed to formulate plans to improve its governance and prevent more system failures from occurring. Three top executives will resign.
A retired lawmaker and his son concealed an agreement with a third party who agreed to pay them about HK$210mn for control of a listed stock.
The Financial Reporting Council will increasingly disclose its investigations when cases involve high public interest.
ASIC says ANZ breached credit laws by accepting customer information and documents from unlicensed individuals, some of which was fraudulent.
Fines against two influencers comes as China cracks down the entertainment and livestreaming industries, including in the securities sector.
Those who obtain unfair profits from crypto trading would face at least one year in prison and at least three times the amount gained in fines.
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