The man fabricated trading statements that falsely showed he held shares in four listed companies he short-sold, when in fact he did not, the SFC said.
The interim stop orders were made against Spaceship Super and three managed funds promoted by Spaceship Capital due to deficient TMDs.
APRA chairman John Lonsdale told lawmakers the regulator has an "appetite to take enforcement" where it is needed.
Vanguard had errors in about 8.5 million customer statements and failed to address customer reports of the errors in a timely manner.
MAS said the six former insurance agents actively participated in a scheme to cheat the Inland Revenue Authority out of S$125,000.
The former representative altered a document to falsely presenting another client as the account holder instead of the actual client.
The delay was attributed to the complexity of the audit and the challenges in gathering the required information.
For APRA's enforceable undertaking, Bank of Queensland has to set aside an extra A$50mn in regulatory capital.
Crown admitted to AML/CTF breaches at its Melbourne and Perth casinos and agreed to pay A$450mn, subject to court approval.
The OCC may require banks to increase capital, restrict dividends, sell assets, divest subsidiaries or exit markets if they fail to fix “persistent weaknesses".
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