Droit’s Brock Arnason and Craig Butterworth talk to Regulation Asia about how wealth managers are addressing disruption and increasingly complex regulatory requirements in their industry.
Financial institutions have an important role to play in helping authorities profile migrant smugglers’ financial behaviour, the FATF says in a new report.
The BOE says it plans to publish a consultation paper on Basel III implementation in Q4, with a view to implementing the new capital rules in January 2025.
HKEX will increase the precision of time-stamping and introduce an indicator identifying aggressive vs passive orders.
Rubix Data Sciences has become the first India-based Validation Agent within the Global LEI System, and the sixth globally.
The consultation proposes minimum standards of conduct, AML compliance obligations, and fit and proper requirements for directors and key persons.
China CITIC Limited and Beijing Financial Holdings Group have been granted China's first licences to establish financial holding companies.
ASIC will be able to limit a corporate director’s CCIV operations to one CCIV with a single sub-fund if the corporate director fails to demonstrate 'organisational competence' and capacity.
IOSCO consultation asks whether certain gamification should be regulated or prohibited, and whether regulators should be monitoring crypto-asset trading by retail investors.
Hong Kong's government commenced a review last year to assess State Street's role as the manager of TraHK, the city's largest and most-popular ETF.
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