DTCC's Chris Childs and Priya Kundamal say there is no replacement for early testing to ensure data and reporting systems are fit for purpose.
The updated guidelines for senior appointments in CMS licensed firms will improve corporate governance and ensure better board accountability.
FIs will not be initially subject to EU due diligence directive despite benchmarks showing poor sector performance in addressing risks in supply chain.
Market participants have sought clarity on the definition of non-public information and jurisdiction from Hong Kong’s SFC.
Legal experts advising SFOs view proposed regulatory measures as incremental steps toward AML compliance amid the financial hub’s biggest money laundering scandal.
Allowing local companies to raise foreign capital from GIFT city will be key milestone, said V Balasubramaniam.
With MAS implementing the last phase of Basel III requirements from July 2024, local banks have installed strong controls and programmes to ensure compliance.
Jean-Paul Servais and Tuang Lee Lim from IOSCO highlight the need for standardised guidelines for crypto, digital assets and sustainability.
Senior stock exchange officials emphasised the need for maintaining market order and product ecosystem diversity amid growing reliance on technology.
DeFi is a disruption to markets built on financial intermediaries. How does Caspar Sauter apply traditional economic principles to running a DEX?
Loading more posts...
Sorry, no more posts
No more pages to load