Regulator reveals members and terms of reference for Enforcement Review Task Force
New platform will monitor Exchange’s more than 200 members, 700 distant trading terminals.
SFC concludes HK FXCM did not treat clients fairly or have proper controls, policies.
New rules to cover trader registration and risk-management requirements.
New chief is Bank of Kaohsiung chairman; former FSC chair quit amid Mega Bank scandal.
Deloitte asked to looking into audit systems, investigate brokers and officials amid 'fair access’ violations.
APRA says FIs need to ‘better understand and manage their risk cultures’.
Regulator will not announce implementation date or timetable yet to allow FIs time to prepare.
Representatives from both jurisdictions’ regulators discuss financial regulation, collaboration
Derivatives framework and conversion of SOEs into joint-stock companies set to boost liquidity.