The guidelines aim to improve systems and mechanisms used by intermediaries to prevent dishonest practices and corruption in securities issuance activities.
HKEX also proposes to remove the additional position limits that apply to mini-HSI and mini-HSCEI futures and options contracts.
The task force will first conduct fact-finding inspections and investigate areas with a high probability of short selling violations.
The issuance follows a POC project to optimise bond issuance workflows between STACS and PDTC, the Philippines' national CSD for debt and equities.
CDP has made available to market participants a blockchain-enabled bond issuance platform developed by Marketnode, a joint venture between SGX and Temasek.
New rules were issued to facilitate the issuance of affordable rental housing REITs, and to enable already-listed infrastructure REITs to acquire more assets.
The lower limit was reduced from 5 percent to 2 percent. The upper limit was kept unchanged at 10 percent.
In January 2021, TradeZero America halted trading in three meme stocks for about 10 minutes, but later told investors it had resisted instructions from its clearing broker to do so.
New guidelines clarify the due diligence obligations of sponsors. The CSRC has also set out five situations that would trigger on-site inspections of internal controls.
The first pilot, led by DBS, JP Morgan and Marketnode, will explore potential DeFi applications in wholesale funding markets and help inform regulatory policy.
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