Securities / Derivatives

The two dealer's representatives engaged in intra day short-selling activities in client accounts in 2020 when such activity was temporarily prohibited.

Banks with a net tier-1 capital of more than CNY 100 billion and that meet prudential regulatory requirements  can start personal pension business.

A fund with ESG-related terms in its name will have to use at least 80% of its investments to meet environmental or social characteristics or sustainable investment objectives.

The paper considers how sustainability-linked derivatives would be classified and regulated in Japan.

The bill, to be introduced for LegCo's first reading on 30 November, will exempt market makers in dual-counter stocks from stamp duty.

The queries were reportedly prompted by a sell-off in bonds which triggered investor withdrawals from wealth management products.

The rules are aimed at making it easier for foreign institutional investors to participate in China's bond market.

New standard published by China Central Depository & Clearing contains 44 indicators of environmental benefits for green bond issuers to disclose.

The guidance covers the new SPS 530 requirements on liquidity management, stress testing and valuations, as well as APRA's expectations on ESG risk management.

Survey finds “disappointing progress” in new net zero commitments, but notes progress on policies by asset owners and fund managers.