A House committee says the SEC should introduce a liquidity rule for clearing brokers and FINRA should establish liquidity planning requirements.
One new entity, Nomura Financial Products Europe GmbH, is being added to the FSP List under the OTC derivatives regime.
The communication strategies of some trustees may have risked confusing or misleading members about their product’s performance, ASIC said.
The Supreme Court has allowed lawsuits accusing foreign banks of manipulating LIBOR to be heard in New York even though the banks did not operate in the US.
New futures and options contracts will be based on the CSI 1000 index, which is considered a comprehensive reflection of the small A-share market.
Stock exchanges’ listing rules are putting investors at risk, a new report from think tank Carbon Tracker finds.
SEBI asked large market participants to recommend risk management measures needed to allow FPI participation in exchange-traded commodity derivatives.
Indonesia's OJK also introduced new reporting requirements for securities companies conducting business as underwriters and broker-dealers.
The best practice recommendations cover shaping of settlement instructions, partial settlement, auto-borrowing and netting.
The CCB agreement allows ADDX to operationalise an arrangement with ICHAM to channel QDLP funds from mainland investors into overseas digital securities.
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