Securities & Trading

With the latest charges, Ng Yu Zhi now faces a total of 11 counts of cheating, fraudulent trading and forgery. He will return to court on 17 May.

Thailand opted to list the sustainability bond on the Luxembourg Green Exchange to strengthen access to the international investor community.

The SEC seeks powers to investigate and prosecute its own cases and speed up enforcement against capital market violations.

High volume brokers were asked in 2019 to adopt new data standards to enable more timely data submissions to regulators when requested.

The CBIRC had asked banks not to withhold loans from Huarong for at least six months, to help the company refinance its debt.

The update focuses on selection and nomination processes for directors, including to address issues with board diversity and sustainability.

New disclosures from UBS and Nomura have raised estimates of the total losses to banks to over $10.5bn.

New regulations on the prevention and handling of illegal fundraising activities come into effect from 1 May.

The Singapore Funds Industry Group will bring together key players to formulate strategies to develop the asset management ecosystem.

The law will stipulate rules for futures trading, settlement and delivery systems, establish investor protection mechanisms, and include netting provisions.