Commissioner Nobuchika Mori suggests fintech will facilitate provision of ‘bespoke products to mass customers’.
Securities watchdog looks to bring more regulation and compliance technology into innovation hub, sandbox.
Regulators from Australia, Hong Kong, India, Korea and Singapore say they will ‘promote adherence’.
Study confirms frameworks for payment and securities settlement systems, CCPs and trade repositories meet PFMI.
Offshore HFTs must have offices in Japan; all must register with regulator, disclose risk management practices.
Traders alleged to have made extra $750,000 in profit and boosted bonuses while deliberately lying to customers.
Macquarie follows Big 4 lenders in promising to fix and monitor conduct by forex traders.
Issuer capital requirement, distribution and permissible products to be expanded.
Indian securities regulator has been using data analytics and surveillance to identify culprits.
Programme to launch with northbound trading only; rules to mirror those for overseas investors in inter-bank bond market.
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