Securities / Derivatives
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FSB Kicks Off ‘Unintended Consequences’ Consultation
Samuel Riding April 12, 2017Board says consultation will result in fine tuning rather than a rollback of post-crisis reform.
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Vietnam Exchange Finalises Derivatives Rules
Samuel Riding April 11, 2017Membership requirements the last piece of the jigsaw as HNX braces for 3Q17 launch.
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CBRC Ups the Ante on Supervision, Enforcement
Samuel Riding April 11, 2017Banks ordered to conduct reviews of risk and compliance as new chairman Guo Shuqing toughens stance.
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SGX Confirms Regulatory Subsidiary Chairman
Samuel Riding April 7, 2017Professor Tan Cheng Han will take up role in the 3rd quarter this year, exchange says.
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Malaysia Inks Cross-border Agreements with Philippines, Thailand
Samuel Riding April 7, 2017MoU with Thailand covers cross-border supervision; Philippines agreement confirms ABIF details.
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Short-term Derivatives to Require FMA License
Editors, Regulation Asia April 3, 2017Companies offering short-duration derivatives in NZ will require license from December 2017.
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Philippines to Establish Shared Clearing, Settlements System
Editors, Regulation Asia April 3, 2017Banking industry commits to forming two automated clearing houses this year.
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China Launches Online Payment Clearinghouse
Editors, Regulation Asia April 3, 2017New clearing platform cuts direct link between third-party payment providers and banks.
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SEBI to Introduce Common Registration for Equity, Commodity Brokers
Editors, Regulation Asia March 31, 2017Move removes need to lock-up funds separately for stock and commodity broking entities for net worth and base minimum capital requirements.
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ASIFMA Maps China Capital Markets Reform
Samuel Riding March 28, 2017Association calls for more open regulatory consultations to include foreign participants.
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