The FSC will impose lower penalties than what was recommended by the FSS, citing the two banks’ cooperation and their agreements to compensate clients for damages.
An online register will record brokers’ holdings of client securities, clubbing all such information collected by exchanges, depositories and clearing corporations for all types of trades.
The CSRC has relaxed pricing and lock-up restrictions to incentivise listed companies to raise new funding from strategic investors through non-public offerings.
The FSC will cap illiquid investments at 50% for open-ended funds, require them to conduct regular stress tests, raise transparency of complex fund structures, and enhance supervisory monitoring.
The report provides a toolkit of possible measures for key considerations relevant to authorities for regulating crypto-asset trading platforms.
The increase brings the requirements for pension fund managers in line with those for managers of mutual funds regulated by SEBI.
The prohibition is aimed at preventing related parties from obtaining undue advantage when transacting in debt instruments issued by affiliated banks.
The introduction of AI will help isolate unusual activity by learning from historical trading patterns and filtering out noise.
Sonali Bank, Agrani Bank, Janata Bank, Rupali Bank and Bangladesh Development Bank will each have 25% of their shares listed on the stock market by end-October.
The SFC-HKEX decision to allow the publication of unaudited results on a case-by-case basis has "not yet fully addressed the concerns of the accounting industry”.
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