ASIC said it has embedded new data and analytics capabilities into its insider trading surveillance processes.
The new draft also aims to increase alignment between the rules for the Beijing Stock Exchange and Shanghai's STAR Market. The net capital requirement is cut in half.
HKEX removed specific requirements for issuers to disclose China-related risks, to align its requirements across all overseas-incorporated companies.
The firms erroneously recorded margin trading transactions. One firm also did not properly document reasons for client-directed order amendments.
The changes are designed to accommodate the needs of more complex portfolios and allow firms to easily exclude positions that will be settled by end of day.
CFFEX will roll out new training, technology and incentives to better support intermediaries in servicing mid- and long-term institutional investors.
The biggest fines went to QUANTin Asset Management and PFM Asset Management, which were penalised more than a combined KRW 600 million.
CSRC convened a meeting with brokerages last week to discuss ways to restore investor confidence and boost the stock market.
Disputes between investors or clients and listed companies or any specified intermediaries or regulated entities in the securities market will be resolved through the proposed new platform.
The PBOC unveiled a financial support system for technological innovation. The State Council announced measures to support consumption.
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