Singapore/Hong Kong, 22 November 2022 – ComplianceAsia was awarded Compliance Service Provider of the Year in the 5th Regulation Asia Awards for Excellence 2022 at an in-person ceremony on 22 November 2022.
ComplianceAsia provides clients with comprehensive regulatory and compliance support, including in areas covering regulatory licensing, regulatory inspections, compliance training, AML and ESG. The firm specialises in Asian rules and regulations, with specific experience and expertise dealing with regulators in Hong Kong, Singapore, China, and Japan. Hundreds of licensing applications across these jurisdictions have been successful as a result of ComplianceAsia’s assistance.
Last year, the firm launched a dedicated ESG consulting service, to help clients (particularly asset managers) in complying with regulatory requirements relating to climate change and other sustainability areas. This includes providing assistance to establish policies and procedures, review ESG data sources, and meet reporting and disclosure obligations.
ComplianceAsia’s training services cover AML/CFT, cyber resilience, market abuse, and other areas – offered through an in-house platform as well as via bespoke programmes developed for larger firms. It is also the sole content provider for IMAS’ iLearn platform, which provides online training courses to asset management practitioners in Singapore. Work is underway to replicate the IMAS arrangement with other industry bodies.
“ComplianceAsia has been growing quickly, no doubt due to its expertise on APAC regulatory requirements,” said one judge on the Regulation Asia awards panel. “Between its trusted advice and industry-recognised training, ComplianceAsia has made a significant contribution to regulatory compliance efforts in Asia Pacific, which is well-worth recognising.”
ComplianceAsia has offices in Hong Kong, Singapore, Shanghai, Tokyo and London. It serves over 350 financial industry clients in the region.
About the Regulation Asia Awards for Excellence 2022
The Regulation Asia Awards for Excellence recognises financial institutions, technology companies, legal and consulting firms, exchanges and other players that help ensure the highest regulatory compliance standards are upheld in the financial industry. Each year, senior industry practitioners serve on a judging panel to help assess and score each submission to determine the winning entrants.
For a full list of the award 2022 winners, visit www.regulationasia.com/awards.
About Regulation Asia
Regulation Asia is the leading source of actionable regulatory intelligence for Asia Pacific markets. With over 12,000 subscribers, including regulatory bodies, exchanges, banks, asset managers and service providers, Regulation Asia plays a key role in shaping the regulatory agenda.