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Markets & Infrastructure
Trading & Investment
China to Provide Guarantees on Private Enterprise Bonds
By Editors | 15/09/2023
China Securities Finance indicated it would work to provide more credit enhancement support to private enterprises to support bond financing.
Structural Regulation
Australia to Ban Credit Card, Digital Currency Use for Online Gambling
By Editors | 14/09/2023
The bill will make it illegal for online gambling companies to accept credit cards, credit related products and digital currency as payment methods for online gambling.
Clearing & Post-Trade
CFTC Extends No-Action Letter for TAIFEX Swaps Clearing
By Editors | 14/09/2023
The six month extension allows US persons to continue clearing swaps on TAIFEX for proprietary trades while a formal CFTC exemption is pending.
Trading & Investment
NZX Consults On Introduction of Exchange-delivered Dark Pool
By Sanday Chongo Kabange | 14/09/2023
‘NZX Dark’ will provide an alternative venue for investors to execute large transactions with anonymity and price improvement.
Structural Regulation
Sri Lanka SEC Approves New Listing Rules for SOEs
By Duruthu E Chandrasekera | 14/09/2023
A new transitionary board will be set up, allowing SOEs to list and progressively transition to a listing on one of the CSE’s existing boards.
Structural Regulation
AFI Members Sign ‘Manila Manifesto’ to Boost Financial Inclusion
By Mark Johnston | 14/09/2023
Members of the Alliance for Financial Inclusion pledged to work with global standard setters to promote financial inclusion.
Structural Regulation
Bloomberg Issues Consultation on Potential Cessation of BSBY
By Manesh Samtani | 14/09/2023
In July, IOSCO effectively declared BSBY non-compliant. The administrator is now seeking feedback on whether to stop publishing the rate.
Structural Regulation
SEC Philippines Allows Crowdfunding Platforms to Act as Registrars
By Sanday Chongo Kabange | 14/09/2023
To date, only traditional financial intermediaries have been allowed to act as registrars under the securities regulation code.
Custody & Infrastructure
Industry Bodies Call on SEC to Reassess Custody Rule Proposal
By Editors | 14/09/2023
A letter from 26 trade associations calls on the SEC to re-evaluate the costs and economic impacts of its custody rule proposal.
Trading & Investment
US SEC Grants Nasdaq Approval to Launch AI-Powered Order Type
By Sanday Chongo Kabange | 14/09/2023
The order type enhances liquidity, execution quality improvement outcomes, and fill rates by adjusting dynamically to real-time market conditions.
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