Markets & Infrastructure

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    Clearing & Post-Trade

    RBI, ESMA Close to Resolving Stand-Off Over CCPs – Report

    By Manesh Samtani | 07/09/2023

    Discussions regarding MoUs between the RBI and ESMA are reported to be progressing more smoothly and regularly.

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    Structural Regulation

    RBI Calls on Fintech Industry to Establish Self-Regulatory Body

    By Editors | 07/09/2023

    The RBI’s Shaktikanta Das and T Rabi Sankar said an SRO would be the best way to regulate the fintech industry and establish best practice standards.

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    Clearing & Post-Trade

    SGX Gains Connectivity to FIA Tech’s Trade Data Network 

    By Editors | 07/09/2023

    The new connectivity will give SGX members greater transparency into their trade give up/ take in process.

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    CBDCs

    UK Completes Discovery Phase of ‘Regulated Liability Network’

    By Editors | 06/09/2023

    In the next phase, a PoC will continue testing the Regulated Liability Network for consumer domestic payments involving retail CBDC.

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    Conduct, Culture & Accountability

    Taiwan FSC Suspends Executive for Unlicensed TV Appearances

    By Editors | 06/09/2023

    Uni-President Investment Consulting was fined and its general manager suspended because she discussed stock analysis on TV without an analyst licence.

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    Conduct, Culture & Accountability

    APRA Releases Findings from Review of Remuneration Frameworks

    By Manesh Samtani | 06/09/2023

    The review assessed how banks, insurers and superannuation entities are approaching implementation of the new remuneration standards under CPS 511.

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    Trading & Investment

    China to Launch New State Investment Fund for Chip Sector

    By Editors | 06/09/2023

    The new fund will have a fundraising target of CNY 300 billion, a fifth of which will come from the Ministry of Finance.

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    Trading & Investment

    Shanghai, Saudi Exchanges to Cooperate on Cross-Listings

    By Manesh Samtani | 06/09/2023

    The two exchanges will explore cross-listings of companies as well as ETFs, and also collaborate in areas such as fintech and ESG.

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    Custody & Infrastructure

    MAS Grants RMO Licence to Digital Asset Exchange AsiaNext

    By Editors | 06/09/2023

    AsiaNext, formed in 2021 as a joint venture between SBI Digital Asset Holdings and SIX Group, will cater exclusively to institutions.

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    Conduct, Culture & Accountability

    RBNZ, FMA Call on Regulated Entities to Improve Governance Practices

    By Sanday Chongo Kabange | 06/09/2023

    A joint cross-sector thematic review identified some good governance practices, but also areas where improvement is needed.

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