Markets & Infrastructure

    Structural Regulation

    Sri Lankan Bourse to Revise IPO Allotment Rules

    By Duruthu E Chandrasekera | 04/02/2022

    The new rules are aimed at ensuring greater transparency and fairness for retail investors in the allotment of IPO shares.

    Data Privacy

    Taiwan to Enable Secure Sharing of Personal Credit Score Data

    By Darien Choong | 04/02/2022

    Under a new mechanism, consenting parties can submit personal credit score data to the JCIC, which will encrypt the data and securely share it with qualified P2P lenders.

    Structural Regulation

    ASX Proposes Rule Changes to Facilitate CCIV Sub-fund Listings

    By Editors | 04/02/2022

    The changes will also facilitate the listing of foreign passport funds under the ARFP regime, and recognised managed investment schemes from New Zealand.

    Conduct, Culture & Accountability

    Philippines Passes New Financial Consumer Protection Act

    By Editors | 02/02/2022

    The law empowers financial regulators to enforce standards of business conduct by financial entities and adjudicate on consumer complaints.

    Structural Regulation

    CSRC Offers Reassurances to Foreign Institutional Investors – Report

    By Editors | 02/02/2022

    CSRC vice chairman Fang Xinghai told global banks and asset managers to expect a “positive surprise” on Sino-US capital markets cooperation by June.

    Trading & Investment

    Japan FTC Warns of Possible Antitrust Breaches in IPO Pricing

    By Editors | 02/02/2022

    The FTC expressed concerns that securities firms could use their superior bargaining power to set IPO prices excessively low and disadvantage issuers.

    Trading & Investment

    SEBI Temporarily Suspends Overseas Investments by Mutual Funds

    By Editors | 02/02/2022

    The mutual fund industry is reportedly close to breaching a USD 7 billion industry-wide limit on overseas investments.

    Cloud & Infrastructure

    BSP Launches Open Finance Roadmap, Financial Inclusion Strategy

    By Editors | 02/02/2022

    The open finance roadmap paves the way for greater collaboration and data sharing between FIs and fintechs, which will help boost financial inclusion.

    Structural Regulation

    Japan Considers Removing Quarterly Reporting Requirements

    By Editors | 02/02/2022

    A summary report setting out key considerations for the removal of quarterly reporting is expected to be released in the coming months.

    Emerging Prudential Risks

    APRA Commences Initiative to Modernise Prudential Architecture

    By Editors | 02/02/2022

    APRA says there will be a need for innovation in regulation and new rules, including to address how crypto-assets are treated for prudential purposes.

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