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Credit Risk
HKEX Calls for Improved Transparency in Annual Reports
By Editors | 02/02/2022
HKEX has referred cases to the SFC involving newly listed issuers entering investments or arrangements with the professional parties who helped them list.
Structural Regulation
CBIRC Issues New Mandate on Fair Pricing of Banking Services
By Darien Choong | 02/02/2022
The guidelines require banks to implement a unified system for the centralised management of their service prices to promote fair competition.
PEPs & Sanctions
Preparing for New Russia-Related Sanctions, Export Controls
By Nick Turner | 01/02/2022
Nick Turner and Steptoe partners summarize noteworthy US proposals for imposing Russia-related sanctions over the situation in Ukraine.
Trading & Investment
Chi-X Australia Completes Initial Integration with Cboe
By Editors | 01/02/2022
Cboe Global Markets acquired Chi-X in June 2021. The ongoing integration will bring the BIDS block trading model to the Australian market.
Conduct, Culture & Accountability
Korea FSS Proposes to Partially Suspend Hana Bank Operations
By Editors | 01/02/2022
The FSS is also proposing to force Hana Bank executives and employees involved in DLF mis-selling to pay penalties.
AI Risk & Governance
Evolving AI Risks and Regulations in Singapore and the EU
By Peiying Chua | 31/01/2022
Peiying Chua explains how financial institutions can ensure their implementation of AI does not run afoul of lawmakers and regulators.
Structural Regulation
DBS to Acquire Citi Consumer Banking Unit in Taiwan
By Editors | 31/01/2022
The acquisition, expected to close in mid-2023, will make DBS the largest foreign bank in Taiwan by assets.
Trading & Investment
TFEX to Expand FX Derivatives Products During 2022
By Editors | 30/01/2022
In the year ahead, TFEX will add more currency pairs to its FX derivatives product line and work to enhance liquidity in main board commodity derivatives.
Trading & Investment
SEBI Directs Firms to Use Demat Form When Re-issuing Securities
By Ranamita Chakraborty | 30/01/2022
Issuer firms and RTAs should issue securities in dematerialised form when processing service requests from investors.
Structural Regulation
Taiwan to Ease Limit on Investment in Mainland Financial Firms
By Editors | 30/01/2022
The FSC proposes to allow Taiwanese securities and futures companies to own more than 50 percent of Mainland institutions.
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