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Structural Regulation
China to Restrict Use of VIE Structures for Foreign IPOs
By Manesh Samtani | 10/12/2021
The blacklist is expected to target new companies in sensitive sectors that use VIE structures to run their China businesses.
Conduct, Culture & Accountability
ASIC Files Proceedings Against ANZ Over Unpaid Benefits
By Editors | 10/12/2021
ANZ and ASIC have filed a statement of agreed facts and admissions with the court and agreed on a proposed penalty of AUD 25 million.
Structural Regulation
US House Passes LIBOR Replacement Legislation
By Manesh Samtani | 10/12/2021
The legislation will automatically shift tough legacy contracts to a new benchmark, preventing disputes over which rate should apply and how interest is calculated.
Trading & Investment
TAIFEX Receives CFTC Certification for New Mini Finance Futures
By Editors | 09/12/2021
TAIFEX said the financial industry is the most interesting sector to foreign investors in Taiwan’s stock market.
Conduct, Culture & Accountability
NZ FMA Files Suit Against Kiwibank for Overcharging Customers
By Editors | 09/12/2021
Between September 2005 and March 2020, some 35,000 home loan customers were overcharged a total of NZD 1.1 million.
Credit Risk
China to Improve IP Financing Mechanism to Boost Cross-Border Trade
By Darien Choong | 09/12/2021
The State Council is seeking to establish a cross-regional intellectual property transaction service platform, which would enable technology companies to pledge their IP for financing.
Market Data & Technology
Bursa Malaysia Launches New Research Portal for Investors
By Editors | 09/12/2021
The portal helps listed companies improve their overall visibility, facilitates price discovery, promotes informed investment decision-making.
Clearing & Post-Trade
IHS Markit Wins Best Solution in Corporate Actions
By Editors | 09/12/2021
IHS Markit streamlines the collection, validation, and dissemination of corporate actions announcements, enabling firms to automate and accelerate the processing lifecycle.
Market Data & Technology
ICE Data Services Wins Best Solution for Reference Data Offering
By Editors | 09/12/2021
ICE Data Services provides high quality reference data covering over 35 million financial instruments in more than 210 markets.
Structural Regulation
South Korea’s Revised FSCMA Takes Effect
By Sanday Chongo Kabange | 09/12/2021
The approval process will be simplified for foreign securities firms to change their status in Korea from a branch office to a subsidiary, and vice versa.
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