Fraud & Financial Crime Asia 2021

Regulator Presentation: Social Media Scams – “Ramp-and-Dump” Manipulation

• How ramp-and-dump manipulation works
• Joint operations and investor education
• Call to action

• Jimmy Tong, Director, Enforcement, SFC

Exchange Panel: Addressing Financial Crime & Abuse in Capital Markets

• Market manipulation and enforcement priorities
• Market surveillance approaches and technology
• Enhancing governance and capital markets culture
• Industry collaboration and engagement
• Key message to market participants

• Manesh Samtani, Editor, Regulation Asia (moderator)
• Jon Witts, Head of Listing Enforcement, HKEX
• Jennifer Teo, Team Leader, Securities Surveillance Team, SGX
• Mohamad Azhar Hamidi, Head of Market Surveillance, Bursa Malaysia

Industry Panel: AML Risks in Capital Markets

• Capital markets money laundering techniques and typologies
• Understanding the risks and challenges and how to address them
• Leveraging surveillance tools and trading controls for detection
• Enforcement action and case studies

• Josef Jelinek, Research Director, Kapronasia (moderator)
• Ludovic Dufetel, Anti-Money Laundering Specialist, Capital Markets, BNP Paribas
• Richard Carrick, CEO, Crime Research Agency

Panel: Conduct & Culture: Drivers of Financial Crime

• Why global regulators are placing and emphasis on culture
• Implications for risk governance and financial crime compliance
• Individual accountability regimes & implications for culture audits
• Measuring culture: A behavioural science approach
• Harnessing unobtrusive data in culture & conduct risk dashboards

• Tom Reader, Associate Professor, London School of Economics (moderator)
• Jason Lee, Managing Director, Legal & Regulatory, Temasek
• Wendy Ennis, Head of Financial Crime Compliance, Mox Bank
• Kate Miller, Head, Conduct & Behavioural Analysis, Standard Chartered Bank

Panel: Crypto, CBDCs: A New Era for Financial Crime

• New payment methods and the international landscape
• The role of cryptocurrency and CBDCs in financial crime
• Crypto risk assessment, investigations & blockchain forensics
• Regulatory advancements and the gaps that remain

• Nick Turner, Of Counsel, Steptoe & Johnson (moderator)
• Tom Keatinge, Director, Centre for Financial Crime and Security Studies, RUSI
• Samuel Lim, Chief Compliance Officer, Binance
• Grace Chong, Of Counsel, Simmons & Simmons
• Chris DePow, Senior Advisor, Financial Institution Regulation & Compliance, Elliptic

Panel: Decentralised Finance & Financial Crime Risks

• DeFi opportunities and risks
• Regulatory challenges, landscape and expectations
• Addressing financial crime, stability and consumer protection concerns
• Striking a balance between regulation and innovation

• Leah Callon-Butler, Director, Emfarsis (moderator)
• John Ho, Head, Legal, Financial Markets, Standard Chartered Bank
• Ezra Tay, General Counsel & Head of Compliance, Cake DeFi
• Ari Redbord, Head of Legal and Government Affairs, TRM Labs

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