RegTech Asia Summit 2022

On 27-28 April 2022, Regulation Asia hosted RegTech Asia 2022, bringing together industry experts to provide a comprehensive view of the regulatory landscape in APAC and the technology solutions that offer support to financial services firms.

Panel: High-Fidelity Transparency: A Digital First Approach to Basel IV FRTB Architecture

The market risk framework, commonly known as FRTB, is among the most challenging aspects of implementing the final Basel IV reforms. In this panel, we discuss the significant data and technology challenges associated with FRTB, how they are being addressed, and what a bank can expect as it progresses in its implementation journey.

• Aanya Madhani, Trading Solution Sales, Equities Trading & Regulatory Services, LSEG
• Anirudh Mehta, Associate Director, Bank of Singapore
• Sean Moore, Partner, Risk Advisory Financial Services Lead, Deloitte Australia
• Manesh Samtani, Editor, Regulation Asia (moderator)

Panel: Reducing Credit Risk Uncertainty with AI, Analytics and Alternative Data

In this panel, we explore how advanced technologies, alternative data, and new modelling tools are helping to provide greater certainty in credit risk assessments, and provide early warning signs before asset quality deteriorates.

• Brendan Delanty, Managing Principal, Capco; Co-chair, RegTech Committee, FTAHK
• Irene Lee, Director, Compliance & Operational Risk Control, UBS AG; Member of the Board of Directors, FTAHK
• Josh Bosiños, Vice President, Data Science and AI, UnionBank of the Philippines
• Darien Choong, Senior Reporter, Regulation Asia (moderator)

Panel: Cross Border Harmonised Model-Driven Reporting in Derivatives Markets

In this panel, we discuss what derivatives reporting reforms mean for firms, how their technology architecture and data systems will need to adapt, and how digital regulatory reporting initiatives can facilitate compliance and help to better achieve the G20 goals of increased transparency and reduced risk.

• Alex Orgaz-Barnier, Senior Manager, Market Infrastructure Markets Group, ASIC
• Dawd Haque, Market Initiatives, Regulatory Transformation & Strategy, Deutsche Bank
• Dr. Ruddy Vincent, Director, Data and Digital Solutions, ISDA
• Emma Kalliomaki, Managing Director, Derivatives Service Bureau
• Nick Wakefield, Co-founder, Regulation Asia (moderator)

Exchange Panel: Safeguarding Our Markets: Technology and Supervisory Approaches

In this panel, we explore how exchanges have been leveraging technology to preserve market integrity and guard against misconduct, including through their surveillance approaches, supervision of market participants, and other measures to ensure appropriate governance and controls are in place.

• Julian Hashim, Chief Regulatory Officer, Bursa Malaysia
• David Kwan, Head of Nasdaq Market Surveillance (SMARTS) APAC, Nasdaq
• Grace Mok, Senior VP, Head of Member Supervision, SGX RegCo
• Brad Maclean, Co-founder, Regulation Asia (moderator)

Panel: Man, Machine, and Market Conduct: Surveillance Approaches in an Evolving Trading Environment

In this panel, will discuss trade and communications surveillance approaches and how they are becoming more advanced through the use of data science, advanced technologies and other tools to streamline workflows and address high false positives.

• Vince Turcotte, Director, Eventus
• Selina Tindall, Senior Solutions Consultant, Smarsh
• Damian Bearzatto, Head of Product & Capability, Risk Surveillance, Macquarie
• Deepanvita Upadhyay, Executive Director, Head of Front Office Supervision, Conduct and Control, Nomura International Wealth Management
• Manesh Samtani, Editor, Regulation Asia (moderator)

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