Webinars & Videos

Upcoming Webinars

Coming soon...

Past Webinars

REAL-TIME DIGITAL KYC: TAKING CUSTOMER DUE DILIGENCE TO THE NEXT LEVEL

In this webinar, Regulation Asia explores the benefits a continuous, digital KYC process can bring to a financial institution and its ability to comply with new and existing regulatory obligations, drawing from real examples selected from Fenergo’s Global Client Working Groups. Open in new window

Hosted by Regulation Asia and Fenergo on 28 August 2019

Video: Trade Reporting in Asia: A Perspective from DTCC – Part 2

Among the reform measures adopted internationally in the OTC derivatives markets were a requirement for all transactions be reported to trade repositories, but implementations have diverged across jurisdictions. There is a move towards harmonisation, however, with Asia playing a leadership role. In this video, Regulation Asia’s Garima Chitkara sat down with Oliver Williams, Head of DTCC Data Repository (Singapore) Pte Ltd, to talk about how trade reporting regulation has evolved in Asia, and what to expect next. Open in new window

Published by Regulation Asia on 21 August 2019

Video: Trade Reporting in Asia: A Perspective from DTCC – Part 1

Among the reform measures adopted internationally in the OTC derivatives markets were a requirement for all transactions be reported to trade repositories. While early adopters used largely manual processes to comply with their reporting obligations, the focus has shifted over time towards more scalable and robust approaches. In this video, Regulation Asia’s Garima Chitkara sat down with Oliver Williams, Head of DTCC Data Repository (Singapore) Pte Ltd, to discuss how trade reporting has changed, how technology has helped firms to adapt, and what they should be doing to stay compliant. Open in new window

Published by Regulation Asia on 7 August 2019

Innovation and the fight against financial crime

The UN estimates that only 1% of the $1.5 trillion in criminal funds flowing through the financial system every year are detected and dealt with. This webinar leverages on findings from recent Refinitiv research to understand the blockers that hinder the adoption of new technologies in financial crime compliance programmes and what financial institutions can do to overcome the challenges. Open in new window

Hosted by Regulation Asia and Refinitiv on 25 July 2019

What Global Sanctions Compliance Means for Asia

In recent years, sanctions have become a much more common tool for countries to put pressure on foreign governments. The rapidly evolving sanctions regimes of OFAC, the UN, the EU, and Asian jurisdictions such as Hong Kong, Singapore and Japan have made global compliance much more complex. Moreover, sanctioned countries and beneficial owners have become less and less visible, as they hide behind complex business structures. Open in new window

Published by Regulation Asia on 7 May 2019

Intelligent Automation for Effective AML

As financial crime continues to flourish and reach new levels of sophistication, financial institutions can often be hamstrung by fragmented, mostly manual AML approaches, forced to work with inefficient legacy systems and often overlapping tools to accomplish their goals. This webinar explores how firms can achieve efficiency and effectiveness in the fight against financial crime. Open in new window

Hosted by Regulation Asia and Nice Actimize on 30 April 2019

WHERE’S THE RISK? QUALIFYING AND VALUING ICO OPPORTUNITIES

This webinar touched on the state of ICO regulation in Asia and the core challenges of ultimate responsibility and remedial actions by investors. Through the lens of experienced investors and advisors, our expert panel discussed how to qualify and value ICO opportunities, highlighting the risks and red flags investors need to be wary of along the way. Open in new window

Hosted by Regulation Asia on 21 June 2018

The Rise of Client Tax Reporting in Asia

Given CRS, FATCA and other information sharing arrangements aimed at countering tax evasion across the region, tax transparency and reporting is quickly becoming a hot trigger issue, and an increasingly relevant source of risk for clients. This event explores how financial institutions can act to ensure that their people, policies and systems are in place to support client tax reporting needs. Open in new window

Hosted by Regulation Asia and BearingPoint on 7 June 2018

Compliance by Design – New Governance, Risk and Compliance Models

For more than a decade, financial institutions have been dealing with increasingly complex regulation which has led to a surge in compliance costs. This event explores Asia's unique regulatory challenges and its place in a global context, answering key questions including how to address today's regulatory issues and improve efficiency through innovation. Open in new window

Hosted by Regulation Asia and Appway on 24 May 2018

Contact

Please contact Charmaine Athaide on [email protected] for more information about our webinars or if you'd like our help with a webinar of your own.

To Top