Webinars

Upcoming Webinars

Past Webinars

NEW FACES OF FRAUD 2024: ADAPTING TO EMERGING & PERSISTENT THREATS IN ASIA

In this webinar, we share the findings of new research by Regulation Asia and NICE Actimize to shed light on emerging and persistent fraud trends and typologies across Asia, as well as other common pain points and technology-related issues. Watch on demand

Hosted by Regulation Asia and NICE Actimize on 22 February 2024

Navigating APAC Derivatives Reporting Rewrites in 2024 and Beyond

In this webinar, we explore the key changes to derivatives reporting requirements, the key decisions that firms need to make, and practical implementation challenges we face. Our panellists will also discuss different implementation approaches, the steps firms can take to facilitate a smooth transition, and industry best practices on workflows, technology deployment, and system change. Watch on demand

Hosted by Regulation Asia and Broadridge on 25 January 2024

FinCrime 2024 & Beyond: New Frontiers and Emerging Trends in Detection and Prevention

Join us in this webinar, where we share the findings of new research by Regulation Asia and NICE Actimize to shed light on these emerging threats and the action being taken by the industry in response. The annual AML Barometer study taps into the expertise of over 250 professionals across APAC to provide a snapshot of regional challenges, priorities and advances. Watch on demand

Hosted by Regulation Asia and NICE Actimize on 12 December 2023

HARNESSING ADVANCED ENTERPRISE RISK STRATEGIES TO REDEFINE AND MITIGATE FINANCIAL CRIME RISK

In this webinar, our panel will discuss the global outlook for financial crime risk management and related regulatory reforms, and the path forward to enhance effectiveness using an enterprise-wide approach, advancedanalytics and AI tools. We will also discuss the role of internal controls and good governance in creating culture of compliance and ethical conduct. Watch on demand

Hosted by Regulation Asia and NICE Actimize on 29 August 2023

Combatting Asia’s Fraud Epidemic: Navigating Liability Shifts, New Obligations, and Data-driven Countermeasures

In this webinar, the panel of experts will discuss these issues amid an evolving landscape as well as the proactive fraud detection and prevention strategies FIs are using, leveraging advanced technologies and greater industry collaboration. We explore how FIs can mitigate risk, protect their customers, and contribute to a more secure financial landscape in APAC. Watch on demand

Hosted by Regulation Asia and NICE Actimize on 19 July 2023

HEIGHTENED EXPECTATIONS: SALES & SUITABILITY IN THE DIGITAL ERA

In this webinar, we discuss regulatory expectations on financial product sales in APAC, the measures and controls firms should have to prevent mis-selling and abusive conduct, and the steps they should take to ensure compliance with suitability requirements across the region. Watch on demand

Hosted by Regulation Asia and NICE Actimize on 23 May 2023

TOOLS OF THE TRADE: BOOSTING TRANSACTION MONITORING EFFECTIVENESS

In this webinar, we discuss ways to maximise transaction monitoring efficiency and effectiveness, improve the detection of suspicious activity, and speed up investigations. Watch on demand

Hosted by Regulation Asia and NICE Actimize on 04 April 2023

AML ENFORCEMENT IN 2022: TRENDS, LESSONS, AND EXPECTATIONS

In this webinar, we discuss Fenergo's latest analysis of enforcement actions from 2022, key lessons that have emerged, the areas under scrutiny in supervisory AML inspections, and measures FIs can apply to more effectively ensure regulatory compliance. Watch on demand

Hosted by Regulation Asia and Fenergo on 01 March 2023

A SIGNALS-BASED APPROACH TO TRANSACTION MONITORING

In this webinar, we discuss the common challenges associated with off-the-shelf-transaction monitoring systems, how they impact performance and regulatory risk, and what a more effective approach might look like. Watch on demand

Hosted by Regulation Asia and Eventus on 16 February 2023

FROM AMBITION TO DELIVERY: CARBON MARKETS AND THE IOSCO RECOMMENDATIONS

In this webinar, we discuss IOSCO's recommendations for carbon markets, and progress being made across jurisdictions to develop the necessary infrastructure, build liquidity, prevent abuse, and enhance trust in carbon credits. Watch on demand

Hosted by Regulation Asia on 26 January 2023

BORDERLESS WORLD: AI & FINANCIAL CRIME IN 2023 & BEYOND

In this webinar, Regulation Asia and NICE Actimize unveil the findings of our second annual study, the AML Tech Barometer, which explored emerging financial crime priorities for financial institutions based on input from over 200 practitioners in APAC. Watch on demand

Hosted by Regulation Asia and NICE Actimize on 12 December 2022

REGULATING BIG TECH: IN SEARCH OF A NEW FRAMEWORK

In this webinar, we discuss approaches for regulatory Big Tech, key considerations for policymakers, and implications for the financial industry as a whole - based on a BIS paper released on 3 October. Watch on demand

Hosted by Regulation Asia on 24 November 2022

THE SCAM THREAT: WHAT’S NEXT AND HOW BANKS ARE FIGHTING BACK

In this webinar, our panellists discussed risk trends, typologies, and regulatory expectations - including liability sharing models, what good fraud risk management looks like, and the intersections between with bank AML functions. Watch on-demand

Hosted by Regulation Asia & NICE Actimize on 13 September 2022

COMMS SURVEILLANCE, CONDUCT RISK AND DETECTION ALGORITHMS

In this webinar, our panellists will discuss the tools, controls and procedures firms should have in place to effectively cover all communications channels in their surveillance programmes, not only to meet regulatory expectations but to help prevent and detect misconduct. Watch on-demand

Hosted by Regulation Asia & NICE Actimize on 9 September 2022

REGULATION, ESG AND INVESTMENT: THE CHINA STORY

In this webinar, the panel discussed recent regulatory and ESG policy initiatives in Mainland China, how they are impacting the investment iniivronment, and the challenges and opportunities they present to domestic and foreign firms alike. Open in new window

Hosted by Regulation Asia & S&P Global on 23 August 2022

ESG COMPLIANCE AND BEYOND: TURNING A REGULATORY OBLIGATION INTO A MARKET OPPORTUNITY FOR APAC’S FINANCIAL INSTITUTIONS

This special webinar hosted by Regulation Asia and ESG Investor and supported by Fenergo seeks to uncover how financial firms can successfully operationalise ESG frameworks to manage regulatory, reputational and financial risk whilst reaping greater commercial benefits. Open in new window

Hosted by Regulation Asia, ESG Investor and Fenergo on 27 July 2022

The Role of Market Surveillance: Building Trust in Crypto Markets

In this webinar, we discuss the evolution of regulatory approaches to crypto markets, as well as the surveillance programmes and other measures that crypto trading venues are introducing to protect market integrity. Open in new window

Hosted by Regulation Asia and Nasdaq on 5 July 2022

THE FRAUD EPIDEMIC AND THE GOLDEN AGE OF CRYPTO SCAMS

In this webinar we take a ‘behind-the-scenes' look at how regulated platforms are battling cryptocurrency abuses and criminal actors attempting to perpetrate fraud, launder money, circumvent sanctions and evade tax. Open in new window

Hosted by Regulation Asia and LexisNexis Risk Solutions on 2 June 2022

CONNECTING THE DOTS: THE ROLE OF TRADE SURVEILLANCE IN DRIVING OPERATIONAL RESILIENCE

In this webinar, our panel of experts redraws the lines between operational resilience and trade surveillance, underlining the need for interoperability, appropriate controls, and a modernised approach to the use of data and analytics that can adapt to changes in the market environment and manage a remote workforce. Open in new window

Hosted by Regulation Asia and Nice Actimize on 18 May 2022

SPOTLIGHT ON THE BUYSIDE: SANCTIONS SCREENING IN ASIA’S CAPITAL MARKETS

In this webinar, our panel of experts discuss the operational and data-related challenges associated with effective investment compliance in the current environment, as well as the processes firms should have in place to manage risk and maximise efficiency. Open in new window

Hosted by Regulation Asia and SIX on 12 April 2022

BEHIND THE MASK: THE CHANGING FACE OF FRAUD AND MONEY LAUNDERING IN ASIA

In this webinar, our panel of experts explores the impact of fraud on Asia's financial institutions; and how network analytics, entity resolution and identity verification along with real-time fraud prevention techniques can be used to protect customers and institutions. Our panel will also discuss how new information sharing platforms present a fundamentally different pathway for responding to fraud and money laundering. Open in new window

Hosted by Regulation Asia and NICE Actimize on 30 March 2022

TBML 2022: IS THE WAR AGAINST TRADE-BASED FINANCIAL CRIME LOST?

In this webinar, we discuss the lessons learned on the frontline in the ongoing battle against trade-based money laundering. Our panel will explore the unique challenges banks face in detecting and investigating TBML – including pain points associated with gathering data, conducting due diligence, and inspecting documentation. Open in new window

Hosted by Regulation Asia and LexisNexis Risk Solutions on 24 March 2022

APAC Financial Crime Outlook 2022

In this webinar, we discuss financial crime trends to be on the lookout for in the year ahead and how institutions can ensure their response is adequate and fit for purpose. The discussion will cover themes including virtual assets, sanctions, ESG-related crime, third party and supply chain due diligence, and beneficial ownership transparency. Open in new window

Hosted by Regulation Asia and Refinitiv on 25 January 2022

Following the Money: Overcoming Obstacles in Source of Wealth Checks

In this webinar, we discuss the challenges APAC banks face when conducting SoW checks, and best practices for addressing these challenges, including the sources of information that can be useful for corroboration. Our panellists will also discuss the need to gain efficiency in due diligence processes, as well as the importance of human intervention to obtain difficult-to-access information. Open in new window

Hosted by Regulation Asia and Refinitiv on 21 October 2021

MITIGATING THE FRAUD THREAT AT APAC FINANCIAL INSTITUTIONS

In this webinar, our panellists focus on the use of data, technology, and industry collaboration to identify and block potentially fraudulent activity in real time in APAC Financial Institutions. Open in new window

Hosted by Regulation Asia and Nice Actimize on 29 September 2021

FINANCIAL CRIME RISK MANAGEMENT IN 2022 & BEYOND

In this webinar, we unveil the findings of a new research study exploring the technical and process-related challenges in the adoption of AI/machine learning for the detection and prevention of financial crime in Asia. Open in new window

Hosted by Regulation Asia and Nice Actimize on 25 August 2021

PERSPECTIVES FROM ASIA ON HARMONISING OTC DERIVATIVES REPORTING

In this webinar, our panel of experts discuss how firms can navigate the inherent regulatory burden and reporting challenges across multiple markets, product lines, and asset classes, and look at best practices for streamlining trade and transaction reporting processes to ensure accuracy, completeness and timeliness of data. Open in new window

Hosted by Regulation Asia and Bloomberg on 8 July 2021

THE RISE OF MONEY MULING IN ASIA’S NEW DIGITAL NORMAL

In this webinar, our panel of experts delve into why the detection of money mule activity has become so essential to curbing financial crime and explore the unique challenges and specific issues mule activity presents to financial institutions across Asia. Open in new window

Hosted by Regulation Asia and Nice Actimize on 23 June 2021

EVOLVING CAPITAL MARKETS: A NEW NORMAL FOR CORPORATE ACTIONS

In this webinar, we discuss how the evolving capital market landscape and heightened investor expectations increase the complexities of corporate actions processing and how automation reduces risk and ensures accurate and timely data Open in new window

Hosted by Regulation Asia and IHS Markit on 1 June 2021

Combatting Proliferation Finance: New Challenges, New Tools

In this webinar we discuss the recent Proliferation Finance trends and typologies, take a closer look at FATF's (Financial Action Task Force) new guidance on PF risk assessment and the practical measures financial institutions can take to address this risk. Open in new window

Hosted by Regulation Asia and Refinitiv on 27 May 2021

APAC REGULATORY HORIZON: A THREE YEAR VIEW

In this webinar, we will set out a three-year regulatory roadmap and outline the steps APAC financial institutions should be taking to plan implementation efforts, with a focus on AML/KYC compliance, data privacy rules, and sustainable finance & ESG trends. Open in new window

Hosted by Regulation Asia and Fenergo on 11 May 2021

LIBOR Transition: Time for Action

In this webinar, our speakers discuss the considerations and challenges FIs still need to address, and more importantly, how to address them with the sense of urgency that is now required. Open in new window

Hosted by Regulation Asia and Bloomberg on 13 April 2021

Culture and Conduct: What Does Good Look Like? A Singapore Perspective

In this webinar, our panelists discuss the new capabilities, metrics and monitoring tools Singapore financial institutions are looking to develop to monitor behaviour, measure conduct risk and evaluate success. Open in new window

Hosted by Regulation Asia and Nice Actimize on 31 March 2021

FINANCIAL MARKET CONDUCT IN AUSTRALIA: A MASTERCLASS IN SURVEILLANCE

In this webinar, our panellists discuss the latest approaches to financial market conduct surveillance in Australia, with a focus on technology and the use of multiple data sources and AI to help future-proof against misconduct risk. Open in new window

Hosted by Regulation Asia and NICE Actimize on 24 February 2021

APAC FINANCIAL CRIME OUTLOOK 2021: BANKING ON UNCERTAINTY

In this webinar, our panellists discuss the emerging trends and technological advances in financial crime management that will be in focus in the year ahead, as financial crime reaches new levels of sophistication. Open in new window

Hosted by Regulation Asia and Refinitiv on 4 February 2021

A DATA FIRST APPROACH TO CREDIT RISK MANAGEMENT

In this webinar, our panellists discuss APAC regulatory expectations on mitigating credit risk through lending practices and collateral management. Open in new window | Read article

Hosted by Regulation Asia and Broadridge on 18 November 2020

ADVANCING AUSTRALIA’S AML AGENDA

In this webinar, our panellists discuss the evolution of typologies and it’s use by reporting entities to enhance AML programmes and monitoring systems to detect suspicious activity. Open in new window | Read article

Hosted by Regulation Asia and NICE Actimize on 4 November 2020

A DEEP DIVE INTO AUSTRALIA’S FINANCIAL CRIME LANDSCAPE

In this webinar, our panellists take a deep dive into Australia’s financial crime landscape, considering recent regulatory and cultural drivers, and how financial institutions are responding to new and incumbent AML and fraud threats. Open in new window

Hosted by Regulation Asia and NICE Actimize on 14 October 2020

DUE DILIGENCE IN THE ERA OF SUSTAINABILITY

In this webinar, our expert panellists discussed how due diligence practices are evolving for FIs and corporates to include ESG factors, including the use of data, ESG rating scores and other tools. Open in new window

Hosted by Regulation Asia and Refinitiv on 30 September 2020

FINANCIAL CRIME AND COVID-19: TYPOLOGIES, INVESTIGATIONS, ENFORCEMENT

In this webinar, our panellists discussed some of the new typologies that have emerged during the Covid-19 crisis, the indicators that can help financial institutions flag potential risks, and the steps they should take in investigations. Open in new window

Hosted by Regulation Asia and Nice Actimize on 15 July 2020

PERSPECTIVES FROM ASIA ON THE SHIFTING LANDSCAPE OF FINANCIAL CRIME

In this webinar, our expert panel considered the global and region-specific factors that contribute to heightened financial crime and AML risk amid the ongoing pandemic, highlighting the immediate steps FIs can take to enable smarter and faster decision-making and reduce risk. Open in new window

Hosted by Regulation Asia and Nice Actimize on 24 June 2020

TIGHTENING THE SHAREHOLDER DISCLOSURE NOOSE: PERSPECTIVES FROM ASIA

In this webinar, our expert panel explored how firms can tactically and strategically cope with increasingly complex shareholding disclosure requirements – including the steps firms should take to achieve coordination, efficiency, and reliability in their compliance processes. Open in new window

Hosted by Regulation Asia and AxiomSL on 28 May 2020

MT TO MX: PERSPECTIVES FROM ASIA ON THE FUTURE OF PAYMENTS AND THE TRANSITION TO ISO 20022

In this webinar, our panel of experts delved into the different approaches and deployment models institutions are adopting to tackle operational and integration issues, as they seek to achieve coordination, efficiency, and reliability in their transition to ISO 20022. Open in new window

Hosted by Regulation Asia and Finastra on 14 May 2020

Stress-testing the Coronavirus: Black Swans and Grey Rhinos

In this webinar, our expert panel will examine scenario-modelling, stress-testing and reporting tools available to financial institutions alike to provide deeper and more dynamic insights into the risks they face amid the ongoing coronavirus crisis. Open in new window

Hosted by Regulation Asia and Wolters Kluwer on 23 April 2020

Managing Financial Crime in the Age of Digital Banking

In this webinar, we examined financial crime compliance challenges, exploring lessons from the new class of digital-only banks – from establishing digital identity verification and screening programmes, building robust and reliable operating models, and ensuring adequate control mechanisms. Open in new window

Hosted by Regulation Asia and Refinitiv on 18 March 2020

BUILDING ‘SMART’ SANCTIONS STRATEGIES FOR FINANCIAL INSTITUTIONS

In this webinar, we explored the challenges and approaches to building an effective sanctions compliance strategy and regime, from screening clients, ensuring accurate identification of in-scope entities and related activities, to dealing with rapidly evolving and fragmented sanctions regimes. Open in new window

Hosted by Regulation Asia and SIX on 19 February 2020

REAL-TIME DIGITAL KYC: TAKING CUSTOMER DUE DILIGENCE TO THE NEXT LEVEL

In this webinar, Regulation Asia explores the benefits a continuous, digital KYC process can bring to a financial institution and its ability to comply with new and existing regulatory obligations, drawing from real examples selected from Fenergo’s Global Client Working Groups. Open in new window

Hosted by Regulation Asia and Fenergo on 28 August 2019

Innovation and the fight against financial crime

The UN estimates that only 1% of the $1.5 trillion in criminal funds flowing through the financial system every year are detected and dealt with. This webinar leverages on findings from recent Refinitiv research to understand the blockers that hinder the adoption of new technologies in financial crime compliance programmes and what financial institutions can do to overcome the challenges. Open in new window

Hosted by Regulation Asia and Refinitiv on 25 July 2019

Intelligent Automation for Effective AML

As financial crime continues to flourish and reach new levels of sophistication, financial institutions can often be hamstrung by fragmented, mostly manual AML approaches, forced to work with inefficient legacy systems and often overlapping tools to accomplish their goals. This webinar explores how firms can achieve efficiency and effectiveness in the fight against financial crime. Open in new window

Hosted by Regulation Asia and Nice Actimize on 30 April 2019

WHERE’S THE RISK? QUALIFYING AND VALUING ICO OPPORTUNITIES

This webinar touched on the state of ICO regulation in Asia and the core challenges of ultimate responsibility and remedial actions by investors. Through the lens of experienced investors and advisors, our expert panel discussed how to qualify and value ICO opportunities, highlighting the risks and red flags investors need to be wary of along the way. Open in new window

Hosted by Regulation Asia on 21 June 2018

The Rise of Client Tax Reporting in Asia

Given CRS, FATCA and other information sharing arrangements aimed at countering tax evasion across the region, tax transparency and reporting is quickly becoming a hot trigger issue, and an increasingly relevant source of risk for clients. This event explores how financial institutions can act to ensure that their people, policies and systems are in place to support client tax reporting needs. Open in new window

Hosted by Regulation Asia and BearingPoint on 7 June 2018

Compliance by Design – New Governance, Risk and Compliance Models

For more than a decade, financial institutions have been dealing with increasingly complex regulation which has led to a surge in compliance costs. This event explores Asia's unique regulatory challenges and its place in a global context, answering key questions including how to address today's regulatory issues and improve efficiency through innovation. Open in new window

Hosted by Regulation Asia and Appway on 24 May 2018

Contact

Please contact Nick Wakefield on [email protected] for more information about our webinars or if you'd like our help with a webinar of your own.

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