Webinars & Videos

Upcoming Webinars

ADVANCING AUSTRALIA’S AML AGENDA: IDENTIFYING RISK THROUGH TYPOLOGY-BASED SCENARIO MODELLING, ANALYTICS AND AI

In this webinar, our panellists will discuss the evolution of typologies and it’s use by reporting entities to enhance AML programmes and monitoring systems to detect suspicious activity. Register here

Hosted by Regulation Asia and NICE Actimize on 4 November 2020

A DATA FIRST APPROACH TO BANKING BOOK COLLATERAL: ENHANCING CREDIT DECISIONS, MITIGATING RISK AND ACHIEVING FULL VISIBILITY AND TRANSPARENCY OVER COLLATERAL

In this webinar, our panellists will discuss APAC regulatory expectations on mitigating credit risk through lending practices and collateral management. Register here

Hosted by Regulation Asia and Broadridge on 18 November 2020

Past Webinars & Videos

AN EVER-PRESENT DANGER: A DEEP DIVE INTO AUSTRALIA’S FINANCIAL CRIME LANDSCAPE

In this webinar, our panellists take a deep dive into Australia’s financial crime landscape, considering recent regulatory and cultural drivers, and how financial institutions are responding to new and incumbent AML and fraud threats. Open in new window

Hosted by Regulation Asia and NICE Actimize on 14 October 2020

DUE DILIGENCE IN THE ERA OF SUSTAINABILITY

In this webinar, our expert panellists discussed how due diligence practices are evolving for FIs and corporates to include ESG factors, including the use of data, ESG rating scores and other tools. Open in new window

Hosted by Regulation Asia and Refinitiv on 30 September 2020

FINANCIAL CRIME AND COVID-19: TYPOLOGIES, INVESTIGATIONS, ENFORCEMENT

In this webinar, our panellists discussed some of the new typologies that have emerged during the Covid-19 crisis, the indicators that can help financial institutions flag potential risks, and the steps they should take in investigations. Open in new window

Hosted by Regulation Asia and Nice Actimize on 15 July 2020

PERSPECTIVES FROM ASIA ON THE SHIFTING LANDSCAPE OF FINANCIAL CRIME

In this webinar, our expert panel considered the global and region-specific factors that contribute to heightened financial crime and AML risk amid the ongoing pandemic, highlighting the immediate steps FIs can take to enable smarter and faster decision-making and reduce risk. Open in new window

Hosted by Regulation Asia and Nice Actimize on 24 June 2020

Libra Missteps, CBDC Opportunities, Digital Yuan: Douglas Arner

In this video, Regulation Asia Co-founder Bradley Maclean sits down with one of the paper’s authors, Douglas Arner, Kerry Holdings Professor in Law, University of Hong Kong, to explore the role technology plays in improving the effectiveness of money and payment systems around the world. Open in new window

Published by Regulation Asia on 19 June 2020

TIGHTENING THE SHAREHOLDER DISCLOSURE NOOSE: PERSPECTIVES FROM ASIA

In this webinar, our expert panel explored how firms can tactically and strategically cope with increasingly complex shareholding disclosure requirements – including the steps firms should take to achieve coordination, efficiency, and reliability in their compliance processes. Open in new window

Hosted by Regulation Asia and AxiomSL on 28 May 2020

MT TO MX: PERSPECTIVES FROM ASIA ON THE FUTURE OF PAYMENTS AND THE TRANSITION TO ISO 20022

In this webinar, our panel of experts delved into the different approaches and deployment models institutions are adopting to tackle operational and integration issues, as they seek to achieve coordination, efficiency, and reliability in their transition to ISO 20022. Open in new window

Hosted by Regulation Asia and Finastra on 14 May 2020

Stress-testing the Coronavirus: Black Swans and Grey Rhinos

In this webinar, our expert panel will examine scenario-modelling, stress-testing and reporting tools available to financial institutions alike to provide deeper and more dynamic insights into the risks they face amid the ongoing coronavirus crisis. Open in new window

Hosted by Regulation Asia and Wolters Kluwer on 23 April 2020

Managing Financial Crime in the Age of Digital Banking

In this webinar, we examined financial crime compliance challenges, exploring lessons from the new class of digital-only banks – from establishing digital identity verification and screening programmes, building robust and reliable operating models, and ensuring adequate control mechanisms. Open in new window

Hosted by Regulation Asia and Refinitiv on 18 March 2020

Video: Asia Works to Harmonise Derivatives Reporting: A DTCC View

Regulation Asia sat down with DTCC's Oliver Williams to discuss the challenges, risk factors, and opportunities in the OTC derivatives reporting space for 2020. Open in new window

Published by Regulation Asia and DTCC on 24 February 2020

BUILDING ‘SMART’ SANCTIONS STRATEGIES FOR FINANCIAL INSTITUTIONS

In this webinar, we explored the challenges and approaches to building an effective sanctions compliance strategy and regime, from screening clients, ensuring accurate identification of in-scope entities and related activities, to dealing with rapidly evolving and fragmented sanctions regimes. Open in new window

Hosted by Regulation Asia and SIX on 19 February 2020

Video: Addressing Data Quality Challenges in Regulatory Reporting

Regulation Asia sat down with Ian Rennie, Managing Director at Kaizen Reporting, to understand how testing reduces costs, improves quality and increases confidence in regulatory reporting. Open in new window

Published by Regulation Asia and Kaizen Reporting on 20 January 2020

Video: Detecting True Risk With Holistic Surveillance: Nice Actimize

Regulation Asia Co-founder and CEO Brad Maclean sat down with Jerome Lambert, Asia Pacific Director at Nice Actimize, to understand how a holistic approach has improved surveillance capabilities and reduced the burden on compliance analysts. Open in new window

Published by Regulation Asia and Nice Actimize on 15 January 2020

Video: Understanding MAS’ IAC Guidelines with Herbert Smith Freehills

Regulation Asia sat down with Natalie Curtis, Partner and Regulatory Practice Lead at Herbert Smith Freehills, to understand MAS' new framework on individual accountability and conduct, ahead of its formal introduction expected in early 2020. Open in new window

Published by Regulation Asia and Herbert Smith Freehills on 13 January 2020

Video: AI & Machine Learning in Asia: A SmartStream Perspective

Regulation Asia Co-founder and CEO Brad Maclean sat down with Andreas Burner, Chief Innovation Officer at SmartStream Technologies, to understand the different approaches to adopting AI/ML tools, and how centralising data is key to generating analytics and predictions. Open in new window

Published by Regulation Asia and SmartStream on 11 December 2019

Video: Digital Payments in Asia: A SmartStream Perspective

Regulation Asia Co-founder and CEO Brad Maclean sat down with Haytham Kaddoura, CEO, and Mark Taylor, Global Head of Sales, at SmartStream Technologies to understand the latest developments in digital payments and how firms can stay ahead. Open in new window

Published by Regulation Asia and SmartStream on 5 December 2019

REAL-TIME DIGITAL KYC: TAKING CUSTOMER DUE DILIGENCE TO THE NEXT LEVEL

In this webinar, Regulation Asia explores the benefits a continuous, digital KYC process can bring to a financial institution and its ability to comply with new and existing regulatory obligations, drawing from real examples selected from Fenergo’s Global Client Working Groups. Open in new window

Hosted by Regulation Asia and Fenergo on 28 August 2019

Video: Trade Reporting in Asia: A Perspective from DTCC – Part 2

In this video, Regulation Asia’s Garima Chitkara sat down with Oliver Williams, Head of DTCC Data Repository (Singapore) Pte Ltd, to talk about how trade reporting regulation has evolved in Asia, and what to expect next. Open in new window

Published by Regulation Asia and DTCC on 21 August 2019

Video: Trade Reporting in Asia: A Perspective from DTCC – Part 1

In this video, Regulation Asia’s Garima Chitkara sat down with Oliver Williams, Head of DTCC Data Repository (Singapore) Pte Ltd, to discuss how trade reporting has changed, how technology has helped firms to adapt, and what they should be doing to stay compliant. Open in new window

Published by Regulation Asia and DTCC on 7 August 2019

Innovation and the fight against financial crime

The UN estimates that only 1% of the $1.5 trillion in criminal funds flowing through the financial system every year are detected and dealt with. This webinar leverages on findings from recent Refinitiv research to understand the blockers that hinder the adoption of new technologies in financial crime compliance programmes and what financial institutions can do to overcome the challenges. Open in new window

Hosted by Regulation Asia and Refinitiv on 25 July 2019

What Global Sanctions Compliance Means for Asia

In recent years, sanctions have become a much more common tool for countries to put pressure on foreign governments. The rapidly evolving sanctions regimes of OFAC, the UN, the EU, and Asian jurisdictions such as Hong Kong, Singapore and Japan have made global compliance much more complex. Moreover, sanctioned countries and beneficial owners have become less and less visible, as they hide behind complex business structures. Open in new window

Published by Regulation Asia on 7 May 2019

Intelligent Automation for Effective AML

As financial crime continues to flourish and reach new levels of sophistication, financial institutions can often be hamstrung by fragmented, mostly manual AML approaches, forced to work with inefficient legacy systems and often overlapping tools to accomplish their goals. This webinar explores how firms can achieve efficiency and effectiveness in the fight against financial crime. Open in new window

Hosted by Regulation Asia and Nice Actimize on 30 April 2019

WHERE’S THE RISK? QUALIFYING AND VALUING ICO OPPORTUNITIES

This webinar touched on the state of ICO regulation in Asia and the core challenges of ultimate responsibility and remedial actions by investors. Through the lens of experienced investors and advisors, our expert panel discussed how to qualify and value ICO opportunities, highlighting the risks and red flags investors need to be wary of along the way. Open in new window

Hosted by Regulation Asia on 21 June 2018

The Rise of Client Tax Reporting in Asia

Given CRS, FATCA and other information sharing arrangements aimed at countering tax evasion across the region, tax transparency and reporting is quickly becoming a hot trigger issue, and an increasingly relevant source of risk for clients. This event explores how financial institutions can act to ensure that their people, policies and systems are in place to support client tax reporting needs. Open in new window

Hosted by Regulation Asia and BearingPoint on 7 June 2018

Compliance by Design – New Governance, Risk and Compliance Models

For more than a decade, financial institutions have been dealing with increasingly complex regulation which has led to a surge in compliance costs. This event explores Asia's unique regulatory challenges and its place in a global context, answering key questions including how to address today's regulatory issues and improve efficiency through innovation. Open in new window

Hosted by Regulation Asia and Appway on 24 May 2018

Contact

Please contact Charmaine Athaide on [email protected] for more information about our webinars or if you'd like our help with a webinar of your own.

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