FCA Fines Interdealer Brokers Over Inadequate Trade Surveillance

Between July 2016 and January 2018, BGC Brokers, GFI Brokers and GFI Securities had deficient surveillance processes and insufficient asset class coverage.

To continue reading...


Get access today

Sign up for a free 2-week trial and get instant, unrestricted and unlimited access to Regulation Asia.

FREE TRIAL

Already taken your free trial? Get in touch with our team and enquire about a subscription today. Select subscribe below to view our subscription packages or you can email us at [email protected] to discuss your options.

Subscribe

To Top
Share via
Copy link
Powered by Social Snap