SFC Identifies Product Selling Compliance Failures By Samuel Riding, Regulation Asia Published on 28th January 2018 Licensed corporations should ensure client suitability when recommending fixed-income and structured products, particularly for complex and risky products.To continue reading... Sign in Password * Remember me Lost your password? Get access Get access immediately by purchasing a 12 month subscription, or register today to get access to a free 5-article trial: Register Subscribe To discuss subscription options with our team please email: [email protected] Related:Compliance, Due diligence, Fixed Income, Managers-in-Charge, Product Selling, SFC, Structured Products, Wealth Management Recommended for you Hong Kong Influence in Global Climate Finance of ‘Critical Importance’ New Zealand FMA Consults on Wholesale Investors Exclusion 2021’s ESG Regulatory and Legislative Changes