Japanese Brokers Face Scrutiny of Information Controls

Securities Dealers Association aims to ensure brokerage managers who are also investment bankers don’t reveal inside information. The new chief of the JSDA (Japan Securities Dealers Association) has promised to examine how the country’s retail brokerages train and educate branch managers who also act as investment bankers, in an effort to ensure they don’t share […]

To continue reading...

Get access today

Sign up for a free 2-week trial and get instant, unrestricted and unlimited access to Regulation Asia.


Already taken your free trial? Get in touch with our team and enquire about a subscription today. Select subscribe below to view our subscription packages or you can email us at [email protected] to discuss your options.


To Top
Share via
Copy link
Powered by Social Snap