Latest News
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Market Infrastructure
Vietnam Confirms Derivatives Market Framework
Samuel Riding, Regulation Asia March 22, 2016GMEX Group to provide trading system under JV, market expected to go live at end-2016.
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China
CBRC Tells Banks to Curb Risk
Samuel Riding, Regulation Asia March 22, 2016Banking regulator says lenders should limit local government debt exposure, not pay extraordinary dividends
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Australia & NZ
ASIC Issues Robo-advice Consultation
Samuel Riding, Regulation Asia March 22, 2016Consultation paper and draft regulatory guide cover licensing and advice to retail clients.
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International
Valeant Decline Exposes Research Regulation Failures
Peter Guy, Regulation Asia March 21, 2016Regulating sell side research conflicts with investment banking has failed. It’s time for a new model.
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Market Infrastructure
Indonesia Passes ‘Financial Crisis’ Bill
Samuel Riding, Regulation Asia March 21, 2016Securities regulator to lead ‘bail in’ regime, required to regulate on capital and liquidity adequacy.
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Australia & NZ
APRA to Investigate Mortgage Rule Breaches
Samuel Riding, Regulation Asia March 21, 2016Australian banking regulator will look into whether borrowers are circumventing tightened lending policies.
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AML / KYC
India to Simplify Securities KYC
Samuel Riding, Regulation Asia March 21, 2016SEBI proposes to scrap requirement for fresh KYC if investors already have a bank account.
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Intermediary Opportunities in Asian OTC Derivatives
Samuel Riding, Regulation Asia March 18, 2016OTC Derivatives Summit 2016 panellists discuss the operational challenges of clearing services and infrastructure in Asia.
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India
India Revises MSME Loan Resolution Rules
Samuel Riding, Regulation Asia March 18, 2016Banks required to set up regional committees on stressed loans to micro, small and medium-sized enterprises.
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International
FASB Confirms Simplified Contingent Call, Put Reporting
Samuel Riding, Regulation Asia March 18, 2016ISDA-backed guidance expected to reduce incidence of calls and puts being separately accounted for.
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