FINRA said M1 Finance did not review or approve the content in influencers’ posts or have written procedures in place for supervising those communications.
Insurers that offer green insurance or inclusive insurance will be awarded special bonus points to acknowledge ESG performance.
Legislative amendment requires firms offering trust and wrap products to adhere to certain risk management standards and obtain additional consent from investors.
Private and state-run refiners in India have stopped accepting cargoes from vessels owned by Sovcomflot, which was sanctioned by the US last month.
The Union of Armenian Banks attributed the decisions to the risk of secondary sanctions from the US.
The platform will help improve efficiency, enhance service quality, and standardise complaints management processes at banks and insurers.
Regulators from both sides discussed AML, supervisory cooperation, sustainable finance, capital markets, cross-border data transfers, payments, and CCP equivalence.
World’s largest pension fund seeking information on investing in forests, farmland, gold, and crypto-assets; plans to resume foreign stock lending.
The legislation covers revised qualifications for actuaries and the fees and levies payable to the IA. The new regime will commence from 1 July 2024.
AIMA and others say the SEC does not have statutory authority to change the definition of "dealer" and did not take into account economic consequences when adopting the rule.
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