NAFMII Identifies Regulatory Breaches at Haitong Securities By Editors, Regulation Asia Published on 14th January 2021 The breaches have been reported to the PBOC and CSRC, which are likely to issue penalties to Haitong Securities and its subsidiaries.To continue reading... Sign in Password * Remember me Lost your password? Get access Get access immediately by purchasing a 12 month subscription, or register today to get access to a free 5-article trial: Register Subscribe To discuss subscription options with our team please email: [email protected] Related:bond default, bond issuance, CSRC, Haitong Securities, Internal controls, NAFMII, PBOC, Yongcheng Coal Recommended for you CSRC Revises Rules for Banning Access to Securities Market NAFMII Punishes Bond Underwriters Over SOE Default PBOC Proposes to Tighten Oversight of Non-bank Payments Firms