Nasdaq 2022 Global Compliance Survey
In the latest iteration of Nasdaq’s Global Compliance Survey (GCS), released annually since 2015, feedback was gathered from financial industry compliance professionals to provide both a point in time analysis of current compliance and surveillance related issues, as well as year over year trend analysis of the perceptions and state of surveillance globally.
Findings from the survey provide interesting insight into what is top of mind for many firms when it comes to surveillance:
Download the full Survey Report for complete insights and access to all data, graphs, and charts.