RegTech Asia 2020: Trade Surveillance and Monitoring

What has the increased use of new client communication modalities to facilitate trading amid the pandemic meant for market surveillance and regulatory compliance? 

From 2-3 September, RegTech Asia 2020 brought together industry experts in an online forum to provide a comprehensive overview of the key regulatory issues impacting Asia-Pacific and the technology solutions that offer support.

Manesh Samtani, Editor at Regulation Asia, spoke to NICE Actimize’s Jerome Lambert and Synpulse’s Parsa Khoshdel to find out how Covid-19 has impacted markets and trading, and what the increased use of new client communication modalities has meant for regulatory compliance.

Panellists:
Jerome Lambert, APAC Market Director, Financial Market Compliance, NICE Actimize
Parsa Khoshdel, Operational Risk Change Lead, Banking, Synpulse Management Consulting (Singapore)

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