SEC, CFTC Fine 16 Firms Over Use of Personal Devices, Chat Messaging

The 16 firms agreed to pay a combined $1.82bn for failing to preserve staff communications on personal mobile devices, messaging apps and emails.

To continue reading...


Subscribe to Regulation Asia to gain access to APAC’s leading platform for news, analysis, research and verified data on financial regulation. Select subscribe below to view our subscription packages or you can email us at [email protected] to discuss your options.


Request a Trial

Get in touch today to discuss a trial giving you unrestricted and unlimited access to Regulation Asia for you and/or your team(s) for a limited period. Email us at [email protected]

To Top
Share via
Copy link
Powered by Social Snap