SFC Bans Ex Sun Hung Kai Account Exec Over Discretionary Trading By Editors, Regulation Asia Published on 26th November 2020 The former licensed representative effected transactions in two clients’ accounts on a discretionary basis without obtaining prior written authorisations or senior management approval.To continue reading... Sign in Password * Remember me Lost your password? Get access Get access immediately by purchasing a 12 month subscription, or register today to get access to a free 5-article trial: Register Subscribe To discuss subscription options with our team please email: [email protected] Related:Conduct, discretionary trading, SFC, Sun Hung Kai Recommended for you Hong Kong Influence in Global Climate Finance of ‘Critical Importance’ Asia Has an Opportunity to Demonstrate Global RegTech Leadership 2021’s ESG Regulatory and Legislative Changes