Regulation Asia

SFC Bans Former China Rise CEO for Naked Short Selling

By Editors, Regulation Asia

Published on 1st April 2020

The ex-CEO was banned for 28 months for placing - and concealing - uncovered short selling orders through his personal account and a client's discretionary account in 2014.

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Related:China Rise, Conflicts of Interest, discretionary account, discretionary trading, Internal controls, Naked Short Selling, SFC, Short Selling

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