SFC Bans Former China Rise CEO for Naked Short Selling By Editors, Regulation Asia Published on 1st April 2020 The ex-CEO was banned for 28 months for placing - and concealing - uncovered short selling orders through his personal account and a client's discretionary account in 2014.To continue reading... Sign in Password * Remember me Lost your password? Get access Get access immediately by purchasing a 12 month subscription, or register today to get access to a free 5-article trial: Register Subscribe To discuss subscription options with our team please email: [email protected] Related:China Rise, Conflicts of Interest, discretionary account, discretionary trading, Internal controls, Naked Short Selling, SFC, Short Selling Recommended for you Hong Kong, Thailand Agree Mutual Recognition of Funds Hong Kong Influence in Global Climate Finance of ‘Critical Importance’ Dutch Brokerage IMC Granted Preliminary Licence in Korea