SFC Bans Guosen Fund Manager for Violating Staff Trading Policies

The fund manager concealed his beneficial interests, direct control and trading activities in securities accounts held at an external brokerage.

To continue reading...


Get access today

Sign up for a free 2-week trial and get instant, unrestricted and unlimited access to Regulation Asia.

FREE TRIAL

Already taken your free trial? Get in touch with our team and enquire about a subscription today. Select subscribe below to view our subscription packages or you can email us at [email protected] to discuss your options.

Subscribe

To Top
Share via
Copy link
Powered by Social Snap