SFC Fines Mega International Commercial Bank Over Sales Practices

Mega did not properly assess clients’ investment objectives, risk tolerance levels and knowledge of derivatives, or ensure the suitability of its fund recommendations for clients.

To continue reading...


Get access today

Sign up for a free 2-week trial and get instant, unrestricted and unlimited access to Regulation Asia.

FREE TRIAL

Already taken your free trial? Get in touch with our team and enquire about a subscription today. Select subscribe below to view our subscription packages or you can email us at [email protected] to discuss your options.

Subscribe

To Top
Share via
Copy link
Powered by Social Snap