SFC Reprimands and Fines China Securities Holdings

The Securities and Futures Commission (SFC) has issued a reprimand to China Securities Holdings Limited (China Securities); fined it $1.3 million and banned its responsible officer, Ms Stephanie Liu Suk Wai, for a period of 27 months effective from 15 August 2013 to 14 November 2015. The decision follows an SFC investigation into the affairs […]

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