All posts tagged "Accountability"
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1.1KFeatureBCBS Assesses Bank Use of AI & Machine Learning
The BCBS is exploring banks' use of AI/ML, specifically in the areas of explainability, governance, and resilience and financial stability.
March 18, 2022 -
819ESG / SustainabilityTaiwan FSC Unveils Plans to Develop ESG Focused Industry Culture
Investment firms will have to take ESG and climate considerations into account in investment decisions - even for non-ESG-themed fund products and proprietary trades.
March 10, 2022 -
571Australia & NZAPRA Offers Guidance on Managing Compliance Risk
APRA wants regulated entities to give compliance risk management the same attention they give to cyber risk, operational risk management and other risk classes.
February 23, 2022 -
584ChinaCBIRC Issues New Rules to Manage Trust Industry Risks
The rules set out requirements for 'guarantee funds' and 'liquidity mutual aid funds' to help the trust industry manage risk.
February 18, 2022 -
1.8KAML / KYCEU Due Diligence Proposal Expected Before end-February
Investors and companies are urging the European Commission to adopt supply chain scrutiny rules “without further delay”.
February 11, 2022 -
6.7KContributed ArticleEvolving AI Risks and Regulations in Singapore and the EU
Peiying Chua explains how financial institutions can ensure their implementation of AI does not run afoul of lawmakers and regulators.
January 31, 2022 -
716AML / KYCCBIRC Targets Related Party Transactions with New Rules
Banks and insurers have to put in place mechanisms to identify, monitor and manage related parties and related party transactions by March 2022.
January 19, 2022 -
2.0KContributed ArticleThe Golden Thread Running Through Sustainability
Michael Tang discusses SGX's progressive approach to sustainability reporting, and the need for boards to consider what is best suited for the business, its operations and stakeholders.
January 5, 2022 -
466Asia-PacificSri Lanka Regulator to Align Rules with New SEC Act Within January
The new SEC Act passed in September paves the way for new rules and guidelines to raise ESG standards among listed companies in Sri Lanka.
December 28, 2021 -
478Australia & NZAustralia Announces Reforms to Proxy Advice Regime
The reforms extend AFS licensing requirements to a greater range of proxy adviser activities, as well as enhance transparency of super funds' voting records.
December 23, 2021
