All posts tagged "advertising"
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858FeatureCrypto Firms Should Not Advertise to Retail Customers: MAS
New guidelines say crypto firms should refrain from advertising their services in public areas in Singapore or via social media influencers.
January 18, 2022 -
646Australia & NZAustralian Court Fines Mayfair Companies for Misleading Advertising
Four Mayfair companies were fined a combined A$30mn for “deliberately" misleading investors into buying highly speculative and risky investment products.
December 24, 2021 -
170Hong KongHK to Introduce Licensing System for Agents Selling Foreign Property
Under Hong Kong's existing regime, estate agents who exclusively sell overseas properties are currently exempt from licensing requirements.
November 8, 2021 -
151Australia & NZAPRA Directs Super Funds to Improve Operations
APRA has concluded three thematic reviews into core operational areas for super funds. Trustees are asked to draw from the findings to improve their operations.
October 29, 2021 -
226Australia & NZFMA Finalises Guidance on Advertising of Financial Products
The FMA will take action against false, misleading, deceptive or confusing advertising, depending on the severity and level of misconduct.
October 18, 2021 -
358Australia & NZ
Australia Funds Industry Prone to Conflicts of Interest
A "long, complex value chain" of intermediaries between fund managers and retail investors raises the potential for conflicts of interest.
September 27, 2021 -
123Asia-PacificThai SEC Proposes More Flexible Rules for Fund Advertising
More principle-based requirements will provide more flexibility to fund managers while still adequately protecting investors, the SEC said.
August 12, 2021 -
223ChinaCBIRC Issues Draft Rules for Major Bank Shareholders
Major shareholders cannot use borrowed funds to invest in banks, take out loans from the banks they invest in, or have cross-shareholdings with other banks.
June 22, 2021 -
176Australia & NZFMA Warns Fund Managers Not to Mislead Investors
The FMA has directed fund managers not to advertise performance which only includes the recovery after March 2020.
April 23, 2021 -
303Australia & NZASIC Notches Win in Proceedings Against Mayfair 101 Group
ASIC warns it will take action when search engines are used in a misleading or deceptive way to entice investors into products they are not searching for.
March 28, 2021
