All posts tagged "advertising"
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68Asia-PacificThai SEC Proposes More Flexible Rules for Fund Advertising
More principle-based requirements will provide more flexibility to fund managers while still adequately protecting investors, the SEC said.
August 12, 2021 -
119ChinaCBIRC Issues Draft Rules for Major Bank Shareholders
Major shareholders cannot use borrowed funds to invest in banks, take out loans from the banks they invest in, or have cross-shareholdings with other banks.
June 22, 2021 -
133Australia & NZFMA Warns Fund Managers Not to Mislead Investors
The FMA has directed fund managers not to advertise performance which only includes the recovery after March 2020.
April 23, 2021 -
262Australia & NZASIC Notches Win in Proceedings Against Mayfair 101 Group
ASIC warns it will take action when search engines are used in a misleading or deceptive way to entice investors into products they are not searching for.
March 28, 2021 -
165ChinaChinese Premier Signs Decree on Preventing Illegal Fundraising
New regulations set to take effect in May will enhance monitoring and penalties for illegal fundraising activities, with an emphasis on prevention and early detection.
February 16, 2021 -
280Asia-PacificCBSL Orders Banks to Delay Dividends, Halt Share Buybacks
Foreign banks are also instructed to defer repatriation of profits not already declared for 2019 and 2020 until their financial statements for 2020 are finalised and audited.
January 24, 2021 -
199EnforcementIOSCO Issues Guidance on Addressing Misconduct During Stress Events
Extreme price volatility, profitability pressures, psychological stressors, remote working and aggressive advertising were some of the drivers of misconduct risk during the pandemic.
December 31, 2020 -
327Fintech / RegtechJapan FSA to Allow Banks Use Customer Data for Targeted Ads
The FSA will reportedly allow local banks to use their customers’ data for targeted advertising and sales activities.
December 16, 2020 -
704Australia & NZ
ASIC Orders Fund Manager to Stop Misleading Radio Advertising
The stop order prohibits Skyring Funds Management from comparing its fixed income fund to bank-issued deposit products in advertising.
November 22, 2020 -
475Australia & NZ
FMA Proposes New Guidance on Financial Product Advertising
The guidance sets out the FMA's expectations of what good conduct in the advertising of offers of financial products looks like.
November 19, 2020
