All posts tagged "AFS License"
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163Australia & NZASIC Bans Former Director of Global Merces Funds Management
The former director is being charged criminally for providing false information to auditors and falsifying the books of Global Merces.
June 2, 2021 -
198Australia & NZAustralia Consults on New Requirements for Proxy Advisers
The Treasury is proposing that proxy advisers be required to obtain an AFS License, among other requirements aimed at increasing transparency.
May 5, 2021
