New Principles added cover unexpected market disruptions, market access, high-frequency trading, and investor education.
February 2, 2023The case was the first in which the FSC imposed a penalty for market order disruptions as a result of high-frequency algorithmic trading.
January 31, 2023SEBI will scrutinise firms offering algorithmic trading services that claim high returns but cannot be audited or validated.
September 27, 2022The firm made errors when assigning BCANs to clients. It also oversold China securities due to deficiencies in its order management and algorithmic trading systems.
March 4, 2022Banks are expected to review their practices to ensure observance of the FX Global Code and renew the Statement of Commitment by 15 July 2022.
December 21, 2021SEBI is concerned that investors are increasingly using unregulated third party applications and algorithms to automate decision-making and trading.
December 14, 2021The FSA published the principles to catalyse further development of model risk management practices in the industry and prevent risk.
November 23, 2021IOSCO says market authorities should establish a code of conduct for data providers, have a process to respond to unexpected disruptions, and analyse HFT and algo trading impacts.
November 17, 2021Algorithmic trading and high-frequency trading were generally not found to have a deteriorating impact on market liquidity or increase market volatility.
June 29, 2021The move is in part aimed at increasing algorithm capacity for trading Chinese yuan, the most heavily traded emerging market currency.
April 21, 2021