All posts tagged "alternative liquidity pools"
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767FeatureSFC Imposes Enhanced Reporting Obligations on Authorised Funds
Enhanced reporting obligations to include data on liquidity profiles, subscription and redemption amounts, asset allocation, and securities financing/borrowing transactions.
July 4, 2018 -
678Hong Kong
SFC Identifies Best Practices for Alternative Liquidity Pools
ALP operator guidelines should include third-party order routing and information about prioritisation for orders simultaneously posted to exchanges; all ALP users should be qualified investors.
April 10, 2018 -
Hong Kong
Hong Kong Regulator to Review Rules on Alternative Liquidity Pools
The Securities and Futures Commission has begun a two-month consultation concerning the future regulation of alternative liquidity pools (ALPs), also known as dark pools.
February 28, 2014
