All posts tagged "AMC"
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411FeatureUS Lawmakers Conclude Review Into Meme Stock Market Event
A House committee says the SEC should introduce a liquidity rule for clearing brokers and FINRA should establish liquidity planning requirements.
June 28, 2022 -
402Securities / DerivativesUS SEC Unveils Plans to Address Payment for Order Flow
Brokers will have to send orders from retail investors to "open and transparent" auctions and meet stronger best execution obligations.
June 10, 2022 -
483IndiaSEBI Issues Modified Guidelines for Mutual Fund Schemes
The cumulative gross exposure limit through equity, debt, derivative positions may not exceed 100% of the net assets of the mutual fund scheme.
March 8, 2021 -
824Asia-PacificBangladesh to Form ‘Bad Bank’ to Deal with Bad Loans
A new public asset management company will reportedly be formed to help remove defaulted loans from banks' books, allowing them to limit bad loan provisioning.
February 1, 2020
