All posts tagged "Ashley Alder"
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1.8KBig PictureThe ESG Interview: Making Climate Data Comparable
IOSCO Chair Ashley Alder believes we’re in sight of “a real step change” in sustainability reporting, writes Chris Hall at ESG Investor.
April 15, 2021 -
205EnforcementHK Police Arrest 12 Members of Ramp-And-Dump Syndicate
The SFC has frozen securities accounts holding an estimated HK$860mn in ramp-and-dump proceeds, while the Police have seized an additional HK$89mn.
March 8, 2021 -
560FeatureHong Kong Influence in Global Climate Finance of ‘Critical Importance’
At the Asian Financial Forum, SFC chief Ashley Alder discussed the steps Hong Kong has taken to support a greener and more sustainable future.
January 19, 2021 -
224Hong KongSFC Unveils New Electronic Licensing Functions On WINGS
The new online licensing platform marks an important milestone in the modernisation of the SFC's gatekeeping function, said chief executive Ashley Alder.
December 21, 2020 -
506FeatureHong Kong Launches Strategic Plan for Greener Financial Ecosystem
A cross-agency steering group has announced a green and sustainable finance strategy for Hong Kong and five key action points.
December 18, 2020 -
582AML / KYC
SFC Proposes to Introduce HK Investor ID Regime in 2022
The proposed investor ID regime is expected to be implemented in Q1 of 2022 at the earliest. A separate reporting regime is proposed for OTC securities transactions.
December 7, 2020 -
535Feature
SFC Finalises Changes to Grant Greater Flexibility to REIT Managers
REITs will be allowed to invest in minority-owned properties and property development projects, and borrowing limits will be increased.
November 30, 2020 -
1.2KFintech / Regtech
SFC Signs Fintech Cooperation Agreement with Israeli Regulator
The agreement establishes a framework for information sharing, potential joint innovation projects and referrals of innovative firms seeking to enter one another’s markets.
November 18, 2020 -
1.9KAML / KYCHong Kong to Align Crypto Regulatory Framework with FATF Standards
The government proposes to introduce a new licensing regime for VASPs that trade non-security tokens, and a registration regime for dealers in precious metals and stones.
November 3, 2020 -
522Feature
SFC to Enhance OFC Regime to Level Playing Field
The SFC will remove investment restrictions, expand custodian eligibility requirements, and introduce a statutory re-domiciliation mechanism.
September 3, 2020
