FCA chair Ashley Alder outlined plans to reform the UK asset management regime, focusing on proportionality, innovation and productive investment.
October 17, 2023IOSCO and IVSC will study international valuation approaches and ways to improve the quality of financial information available to investors.
October 21, 2022IOSCO's new chair is Jean-Paul Servais, chairman of Belgium's FSMA. The two new vice chairs are the FSA's Ariizumi Shigeru and the CFTC's Rostin Behnam.
October 21, 2022The ISSB is listening to asset owner feedback on draft sustainability disclosure standards, according to Katie Schmitz Eulitt.
October 13, 2022The order is the first made to require a listed company executive to buy shares held by other investors "at a price to be determined by the court".
October 7, 2022The SFC is working with HKEX to develop a regulatory framework for listed company climate-related disclosures "based on the ISSB standards".
October 7, 2022The hedge fund manager used non-public information from a market sounding call to trade short swaps on a KRX-listed stock.
September 30, 2022Northbound and southbound Stock Connect trading will be possible on all trading days when both the Hong Kong and Mainland China markets are open.
August 15, 2022Ashley Alder became the SFC's CEO in October 2011. His new appointment as chair of the UK FCA will start in January 2023.
July 8, 2022The amendments relate to SFO provisions on remedial orders, insider dealing, and advertising of investment products.
June 13, 2022