On top of guidance for banks, APRA and ASIC issued a consultation on FAR implementation for insurance and superannuation entities.
March 15, 2024The court ruled against ASIC's contention that the crypto investment product known as 'Finder Earn' was a debenture and therefore required authorisation.
March 15, 2024The new regulatory grid system will enable ASIC, APRA, the ACCC, the RBA and the ATO to better coordinate financial sector regulation.
March 12, 2024The Minister Rules, Regulator Rules, Transitional Rules, ADI key functions descriptions, and reporting form instructions have been finalised.
March 9, 2024ASX has paid A$1.05mn for a pre-trade transparency failure caused by "carelessness rather than recklessness or intentional misconduct".
March 8, 2024Fake news articles and deepfake videos are being used to convince people to make online investments that turn out to be scams.
March 6, 2024ASIC has broadened its focus to ensure that banks and superannuation trustees protect members from scammers, said Joe Longo.
March 5, 2024ASIC is investigating former directors of Blockchain Global Limited over the A$50mn collapse of a crypto exchange they operated.
March 1, 2024ASIC alleges that Melbourne Securities made misleading statements in its PDS regarding its Bloom Climate Impact Fund.
February 28, 2024Senator Andrew Bragg said ASIC and APRA are failing in their mandates and that the twin peaks model has "had its day".
February 26, 2024