All posts tagged "ASIC"
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239Australia & NZASIC Wins Appeal Against Payday Lenders Cigno, BHF Solutions
ASIC is now considering using its broader product intervention powers to address consumer detriment in continuing credit contracts.
July 1, 2022 -
291Australia & NZAustralia Gets New Life Insurance Code of Practice
The new Life Code takes effect on 1 July 2023, providing the industry with twelve months to transition and make the necessary systems changes.
June 29, 2022 -
315Australia & NZ
ASIC Issues New Guidance on Product Design and Distribution
ASIC has identified behavioural levers that can influence consumer outcomes and situational vulnerabilities that can amplify poor outcomes.
June 28, 2022 -
263Australia & NZ
ASIC Demands More Transparent Communications from Super Trustees
The communication strategies of some trustees may have risked confusing or misleading members about their product’s performance, ASIC said.
June 27, 2022 -
376Australia & NZ
ASIC Issues Guidance on CCIV Registration, Licensing
To register a CCIV and initial sub-fund, a corporate director would first need to obtain an AFS licence, which can be a variation of an existing licence.
June 24, 2022 -
425Australia & NZAustralian Court Sentences CFD Trader for Insider Trading
The CFD trader made AUD 343,000 in profit by trading on inside information regarding a takeover bid for PanAust Limited.
June 22, 2022 -
378Australia & NZAustralia: Allianz, AWP Plead Guilty for Making False Statements
Charges were filed against Allianz Australia Insurance and AWP Australia in February last year.
June 20, 2022 -
835FeatureJapan to Finalise New Derivatives Reporting Regime Soon
The new regime will increase the reportable data elements, the number of reporting entities, and make event-based reporting to a trade repository mandatory.
June 17, 2022 -
354Australia & NZ
ASIC Calls on Listed Companies to Bolster Cyber Resilience
Companies should review their cyber resilience settings and ensure detection, mitigation and response measures are adequate, says Greg Yanco.
June 16, 2022 -
379Australia & NZAustralia: New Govt to Push Ahead with BNPL, Crypto Regulation
The government will also continue a consultation process started by Josh Frydenberg on a regulatory framework for the crypto sector.
June 15, 2022
