All posts tagged "Asset Managers"
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471Big PictureFund Managers to Remain in Regulatory Spotlight in 2020: Moody’s
Asset managers will remain in the regulatory spotlight as authorities actively work to reduce conflicts of interest in financial advice and elevate supervision of fund liquidity management.
December 10, 2019 -
360KoreaKorea FSS Pledges to Improve Environment for Foreign FIs
At a meeting with bank and asset manager heads, the FSS promised to lower regulatory and operational barriers for foreign firms looking to enter Korea’s financial markets.
December 3, 2019 -
273EnforcementSFC Warns Against Concealing Identities of Transacting Counterparties
Listed entities should disclose counterparties’ controllers and beneficial owners in corporate transactions. Asset managers should maintain effective controls to detect dubious arrangements or transactions.
November 22, 2019 -
243FeatureMAS to Establish Singapore as a Leading Centre for Green Finance
Our goal is to be a leading centre for green finance in Asia and globally, said Singapore Minister for Education Ong Ye Kung at Singapore Fintech Festival x SWITCH 2019.
November 11, 2019 -
459ChinaChina Further Eases Restrictions on Foreign Investment
China will not force foreign investors and companies to transfer their technology to their local partners, according to Vice Minister of Commerce Wang Shouwen.
October 31, 2019 -
419EnforcementFSS to Conclude Probe into Derivatives Mis-selling This Week
The FSS will conclude its investigation into KEB Hana and Woori Bank this week. KEB Hana and its CEO are expected to face higher penalties for 'obstructing' the investigation.
October 28, 2019 -
789EnforcementJPM, SocGen Earned $6.8mn on Money-Losing DLFs Sold in Korea
FSS data shows that JP Morgan Chase and Société Générale earned nearly $6.8mn from the high-risk derivatives products sold through KEB Hana and Woori Bank.
October 23, 2019 -
538JapanJapan to Exempt Hedge Funds from Stricter Foreign Investment Rules
The government reportedly intends to exempt ‘portfolio investors’ from having to seek prior approval under the proposed 1% notification threshold.
October 18, 2019 -
325KoreaKRX to Enable Local Access to Foreign ETF Trading
Access will be enabled through an ‘ETF of ETF’ structure, under which locally tradeable ETFs will invest in individual foreign ETFs.
September 25, 2019 -
632ChinaChina Levels Playing Field for Foreign Asset Managers
By enlarging their investment scopes, the regulator is also paving the way for them to expand their businesses in China.
August 20, 2019
