All posts tagged "ASX"
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47Australia & NZASX Launches Compression Service for OTC Derivatives
In recent years, demand for compression services has risen as market participants look to lower capital costs associated with balance sheet-intensive derivatives.
July 30, 2021 -
62Australia & NZ
ASX to Replace Standard Definitions for Interest Rate Swaps
From 4 October, all OTC interest rate derivatives contracts will be treated as if they incorporated the new 2021 ISDA Definitions.
July 30, 2021 -
70Australia & NZ
ASX Finalises Settlement Workflow Changes for CHESS Replacement
Netting will be expanded to include all novated trades and the creation of the NBO and associated messaging will be discontinued to provide greater system scalability.
July 5, 2021 -
85Australia & NZInvestors Call for Mandatory Climate Disclosures in Australia
Paper outlines suggestions for mandatory climate risk disclosures to be introduced in Australia over the next four years.
July 1, 2021 -
167Asia-PacificCitadel Securities Offers Best Practices to Address Exchange Outages
Common issues that have compounded the impact of recent outages continue to be largely overlooked by some exchanges.
June 25, 2021 -
132Australia & NZASX Completes Corporate Actions Upgrade Project
The project enables full straight-through processing for corporate actions, reducing risk for market participants and facilitating more informed decision-making.
June 18, 2021 -
273AML / KYCPNG’s BSP Financial Group Faces Possible AML Penalties
Australia's CBA and NAB are reportedly under scrutiny as they provided correspondent banking services to BSP Financial Group.
June 17, 2021 -
257AML / KYCAUSTRAC Launches Formal Probe into NAB Over AML Breaches
AUSTRAC said it is not considering civil penalty proceedings at this stage, a decision made based on the work undertaken by NAB to date.
June 7, 2021 -
151Australia & NZASIC Fines Macquarie Securities A$126,000 Over Algorithm Failure
Macquarie Securities was meant to conduct a share buyback for a client via ordinary trading, but the trade went through ASX Centre Point, a dark market.
May 20, 2021 -
100Australia & NZ
ASX Finalises Enhancements to Client Money Framework
Subject to the regulatory clearance, the enhanced client money framework will come into effect on 2 August 2021, with a 12-month transition period.
May 13, 2021
