All posts tagged "ASX"
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423Australia & NZASIC Penalises Credit Suisse for Breaching Trading Rules
Credit Suisse did not match client orders for on-market buy-backs on an order book as is required by ASIC's market integrity rules.
July 6, 2020 -
345Asia-PacificPhilippine SEC Seeks Independent Board at Stock Exchange
The Philippine Stock Exchange currently has three independent directors on its 15-seat board. Under the proposed rules, a majority of the directors will have to be independent.
July 1, 2020 -
226Australia & NZASX Proposes April 2022 Go-Live of CHESS Replacement
The revised timetable accounts for Covid-19 related disruptions, accommodates functionality changes, and provides more time to ensure user readiness.
July 1, 2020 -
374Australia & NZ
ASX Calls for Reforms Around Class Actions, Litigation Funding
The benefit of securities class actions may disproportionately benefit litigation funders rather than plaintiffs in those proceedings, with the costs falling on the shareholders, ASX says.
June 23, 2020 -
405Australia & NZESMA Clarifies Transparency Rules, Position Limits for Non-EU Venues
ESMA has clarified its application of post-trade transparency requirements and the position limits regime to third-country trading venues.
June 4, 2020 -
229Australia & NZ
ASX Response on Tranche 1 Rules Changes for CHESS Replacement
ASX says it will not be mandating settlement locks for CHESS holdings, given the broad support stakeholders for this approach.
May 25, 2020 -
140Australia & NZAustralian Treasury Bans ‘Conflicted’ Commissions Paid on LICs
Fund managers will be barred from paying fees to financial advisers and stockbrokers for selling listed investment companies and trusts.
May 25, 2020 -
454Australia & NZASIC Withdraws Trading Limits Imposed on Equity Market Participants
Trading restrictions imposed in March due to an abnormally large increase in trades executed have been revoked following processing enhancements by market operators.
May 15, 2020 -
421Australia & NZ
UPDATED – ASIC, ASX Offer Relief from Capital Raising Rules
The relief applies to listed entities looking to offer placements, rights issues and share purchase plans as a way to urgently raise capital to mitigate the effects of Covid-19.
April 1, 2020 -
388Australia & NZ
ASX to Delay Implementation of CHESS Replacement
ASX will launch a public consultation in June on a new timetable for its CHESS replacement project, amid uncertainty created by the coronavirus pandemic.
March 26, 2020
