All posts tagged "audit"
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388Australia & NZATO Commences Pilot Audit of Early Super Withdrawal Scheme
The tax office is contacting Australians who withdrew their superannuation funds early to assess if the need was genuine, and whether they should be penalised.
August 3, 2020 -
1.2KContributed ArticleCulture Audits: Removing the Blindfold
To avoid individual liability, leaders along all Three Lines of Defence must identify indicators of non-financial risk that permit “upstream” interventions, say Stephen Scott and Mark Cooke.
August 3, 2020 -
1.6KFeatureHong Kong Passes Limited Partnership Fund Bill
The limited partnership fund regime is aimed at attracting private equity, real estate, and venture capital funds to set up and operate in Hong Kong.
July 12, 2020 -
742ChinaNew Bill Could Ban Some Chinese Firms from US Capital Markets
The bill would reportedly seek to ban Chinese companies that engage in spying or human rights abuse, or support China’s military or industrial policy.
July 6, 2020 -
1.8KAML / KYCEconomic Downturn Presents Opportunities for Corporate Fraud
Drawing from the Fraud Triangle Theory, Alvarez & Marsal's Chris Fordham discusses how the current crisis has created a perfect storm for fraud and misconduct.
July 3, 2020 -
367ChinaCSRC to Further Promote Shanghai as International Financial Centre
The pace of opening up China's capital market has further accelerated, in spite of the Covid-19 pandemic, CSRC chairman Yi Huiman said at the 12th Lujiazui Forum in Shanghai on Thursday.
June 22, 2020 -
256IndiaIndian Court Halts Franklin Templeton Fund Liquidation
Franklin Templeton had planned to allow unitholders to vote on whether to allow six shuttered funds to be liquidated, but the Court says it must first release a forensic audit report on the funds in question.
June 11, 2020 -
988Fintech / RegtechFSC Korea Opens Access to Public Financial Institution Data
The public release of the data is expected to contribute to the advancement of the data economy and fintech industry, while also creating more jobs in data-driven innovative services.
June 9, 2020 -
448Enforcement
SEBI Orders Special Audit of Shuttered Franklin Templeton Funds
A forensic audit firm has reportedly been tasked with determining whether Franklin Templeton colluded with bond issuers and if conflicts of interest were present at the firm.
June 3, 2020 -
1.4KChinaUS Scrutiny of Chinese Firms a Boon for Hong Kong IPO Market
Nasdaq-listed Chinese companies Netease and JD.com are planning to launch secondary listings in Hong Kong, amid concerns that their US listings could be at risk.
June 3, 2020
