All posts tagged "audit"
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296ChinaChina Issues New Guidelines on Accounting Firm Inspections
Inspections will assess whether accounting firms have adequate information security and systems for screening audit work papers for "secrets".
May 18, 2022 -
872ChinaUS-China Talks on Audit Cooperation in ‘Late Stage’ – Reports
The talks are described as "late stage" due to concessions made by the CSRC. The SEC has added over 80 more companies to a list of Chinese firms that could be delisted in New York.
May 9, 2022 -
291IndiaSEBI Directs Stock Exchanges to Audit Systems and Networks
Stock exchanges must certify that their trading architecture and co-location facilities conform with regulatory requirements and treat all market participants fairly and equitably.
May 9, 2022 -
453ChinaChina, US Discuss Logistics of Cross-border Audit Inspections
Regulators are discussing the logistical and operational details for a new mechanism that will enable the PCAOB to visit China for audit inspections.
May 4, 2022 -
556AML / KYCRussia Finalises Bill to Give Crypto Legal Tender Status
The February version of the bill proposed to only allow crypto to be used as an investment vehicle. A digital ruble will be ready next year.
April 23, 2022 -
721ChinaCSRC Accelerates Work to Update Rules for Overseas Listings
To enable US regulators to participate in domestic on-site inspections, CSRC chairman Yi Huiman said China may need to become a signatory to IOSCO's EMMoU.
April 13, 2022 -
573Big PictureGlobal Standard-setters for Audit Need More Diverse Funding
A new paper calls for financial commitments from investors, regulators, stock exchanges, national standard-setters and auditors to support the work of international audit and ethics standard-setters.
April 11, 2022 -
340Securities & TradingThai SEC to Allow Use of Foreign Custodians in DR Issuance
Under revised guidelines, depository receipt issuers can directly appoint a global custodian or foreign agent to hold overseas securities.
April 11, 2022 -
485IndiaRBI Identifies Faults in Risk, Compliance, Audit Functions
The RBI has bolstered its supervisory focus at banks amid findings of compliance, risk management and internal audit weaknesses.
April 5, 2022 -
253PhilippinesBSP Allows Trust Companies to Outsource Internal Audit Function
The BSP says trust companies can use the internal audit function of a parent bank or NBFI, or outsource internal audit activities to an external firm.
April 4, 2022
