All posts tagged "audit"
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600AML / KYCRussia Finalises Bill to Give Crypto Legal Tender Status
The February version of the bill proposed to only allow crypto to be used as an investment vehicle. A digital ruble will be ready next year.
April 23, 2022 -
749ChinaCSRC Accelerates Work to Update Rules for Overseas Listings
To enable US regulators to participate in domestic on-site inspections, CSRC chairman Yi Huiman said China may need to become a signatory to IOSCO's EMMoU.
April 13, 2022 -
599Big PictureGlobal Standard-setters for Audit Need More Diverse Funding
A new paper calls for financial commitments from investors, regulators, stock exchanges, national standard-setters and auditors to support the work of international audit and ethics standard-setters.
April 11, 2022 -
370Securities / DerivativesThai SEC to Allow Use of Foreign Custodians in DR Issuance
Under revised guidelines, depository receipt issuers can directly appoint a global custodian or foreign agent to hold overseas securities.
April 11, 2022 -
524ESG / SustainabilityRBI Identifies Faults in Risk, Compliance, Audit Functions
The RBI has bolstered its supervisory focus at banks amid findings of compliance, risk management and internal audit weaknesses.
April 5, 2022 -
265PhilippinesBSP Allows Trust Companies to Outsource Internal Audit Function
The BSP says trust companies can use the internal audit function of a parent bank or NBFI, or outsource internal audit activities to an external firm.
April 4, 2022 -
420ChinaCSRC Says Talks With US Regulators Have Progressed ‘Smoothly’
The CSRC was responding to a question about comments from SEC chair Gary Gensler which appeared to cast doubt that a deal on audit supervision was imminent.
April 4, 2022 -
421KoreaKorea FSS Seeks Stronger Audit Regulations to Prevent Fraud
The FSS will examine 180 companies and 17 audit firms this year, while also enhancing its audit screening exercises and strengthening punitive sanctions.
March 31, 2022 -
254ChinaChina Listed Companies Directed to Improve Financial Reporting
Listed companies are asked to improve the effectiveness of their financial reporting controls and the quality of their accounting information.
March 28, 2022 -
349ChinaSpeculation of Deal on Chinese Audits ‘Premature’, says PCAOB
The PCAOB said it is unclear whether full access to relevant audit documentation will be granted, and that any agreement would only be a “first step”.
March 28, 2022
