All posts tagged "Auditing"
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520ChinaUS SEC to Propose Rules for Chinese Delistings Next Month
SEC officials have been working on the rules since August, when a presidential working group proposed enhanced listing standards to ensure access to Chinese audit work papers.
November 19, 2020 -
648ChinaCBIRC Issues Action Plan to Enhance Governance at Banks, Insurers
The action plan outlines a series of targeted measures and an implementation timetable to improve corporate governance at banks and insurers.
September 6, 2020 -
852ChinaSEC Opens Fraud Investigation Into Chinese Streaming Service iQiyi
The investigation into follows an April report from Wolfpack Research alleging Nasdaq-listed iQiyi inflated its revenue, user numbers and expenses.
August 18, 2020 -
592Securities & TradingSGX RegCo Addresses Financial Reporting Challenges Amid Covid-19
SGX RegCo places emphasis on quality, reliability and appropriateness of interim financial reports, with particular regard to asset valuations and alternative performance measures used.
July 27, 2020 -
659Asia-PacificBSEC Needs to Step Up Its Game, say Market Participants
BSEC is working to speed up the IPO process and barriers to listing, amid calls for more diversified products and better transparency and governance in the capital market.
July 26, 2020 -
1.0KAML / KYCMAS Finalises FRC Framework for Cross-Border Financial Services
Regulated entities will no longer need to seek MAS approval prior to commencing business arrangements with foreign related corporations; a 14-day ex-post notification will instead be required.
June 8, 2020 -
495UncategorisedProject Stella: Balancing Privacy & Auditability in DLT Environments
The BOJ-ECB phase four study found that effective auditing can be achieved alongside privacy-enhancing technologies, if the auditor can obtain information from trusted sources.
February 13, 2020 -
526EnforcementTribunal Overturns SEBI Order Banning PwC from Auditing
The Securities Appellate Tribunal cited a lack of evidence against PwC, and said SEBI had no jurisdiction to impose the ban in the first place.
September 10, 2019 -
780ChinaChina Consults on Rules for Shanghai’s New Science and Technology Board
New rules under consultation cover auditing, issuance, listing, underwriting, trading and supervision of companies listed on the SSE's new science and technology board.
January 31, 2019 -
665EnforcementEY, Two Partners Fined for Audit Failures on 20-Year Old Stock Listings
EY and two of its partners were collectively fined HK$700,000 plus HK$1.5mn in legal costs for failing to properly audit the financial statements of three firms that went bust soon after being listed.
August 27, 2018
